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ConnectOne Bancorp, Inc. Director's Dealing 2016

Jun 2, 2016

32054_dirs_2016-06-02_c588e6e3-a58b-4f42-a3a0-e7b1d1fe5820.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2015-09-24

Reporting Person: THOMPSON WILLIAM (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-09-24 Common Stock M 1158 $12.54 Acquired 63743.7712 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-09-24 Stock Option $12.54 M 1158 Disposed 2016-06-01 Common Stock (1158) Direct

Footnotes

F1: This Form 4/A is being filed to correct a clerical error in Mr. Thompson's Form 4 filed on September 28, 2015 for a transaction occurring on September 24, 2015. Mr. Thompson was shown to have 2,585 options to purchase shares of the Company's common stock following the exercise of 1,158 options reported therein. The correct number of options remaining following the reported transaction is 2,315