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ConnectOne Bancorp, Inc. — Director's Dealing 2016
Jun 2, 2016
32054_dirs_2016-06-02_c588e6e3-a58b-4f42-a3a0-e7b1d1fe5820.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2015-09-24
Reporting Person: THOMPSON WILLIAM (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-24 | Common Stock | M | 1158 | $12.54 | Acquired | 63743.7712 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-24 | Stock Option | $12.54 | M | 1158 | Disposed | 2016-06-01 | Common Stock (1158) | Direct |
Footnotes
F1: This Form 4/A is being filed to correct a clerical error in Mr. Thompson's Form 4 filed on September 28, 2015 for a transaction occurring on September 24, 2015. Mr. Thompson was shown to have 2,585 options to purchase shares of the Company's common stock following the exercise of 1,158 options reported therein. The correct number of options remaining following the reported transaction is 2,315
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