ConnectOne Bancorp, Inc. — Director's Dealing 2016

Jun 2, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2016-01-14

Reporting Person: THOMPSON WILLIAM (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-01-14	Common Stock	M	1315	$12.54	Acquired	67260.2946	Direct
2016-05-31	Common Stock	M	1000	$12.54	Acquired	68260.2946	Direct
2016-05-31	Common Stock	S	780	$16.16	Disposed	67480.2946	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-01-14	Stock Option	$12.54	M	1315	Disposed	2016-06-01	Common Stock (1315)	Direct
2016-05-31	Stock Option	$12.54	M	1000	Disposed	2016-06-01	Common Stock (1000)	Direct

Footnotes

F1: The proceeds of the sale reported on this Form 4 was used to fund the exercise price of the stock option exercise also reported herein.