ConnectOne Bancorp, Inc. — Director's Dealing 2016

Nov 9, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2016-11-07

Reporting Person: Sorrentino Frank III (Director, Chairman, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-07	Common Stock	M	10655	$6.15	Acquired	564446	Direct
2016-11-07	Common Stock	S	6417	$18.2958	Disposed	558029	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-11-07	Stock Option	$6.15	M	10655	Disposed	2016-11-11	Common Stock (10655)	Direct

Footnotes

F1: The sale reported on this Form 4 was used by Mr. Sorrentino to fund the exercise of the stock options and to satisfy estimated personal income tax obligations with respect to the stock option exercise.