ConnectOne Bancorp, Inc. — Director's Dealing 2015

Apr 1, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2015-03-31

Reporting Person: KENT HOWARD (Former Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-03-31	Common Stock	D	1352	—	Disposed	151098.7962	Direct
2015-04-01	Common Stock	M	3473	$7.67	Acquired	154571.7962	Direct
2015-04-01	Common Stock	M	3473	$8.53	Acquired	158044.7962	Direct
2015-04-01	Common Stock	M	3473	$9.11	Acquired	161517.7962	Direct
2015-04-01	Common Stock	M	3473	$9.64	Acquired	164990.7962	Direct
2015-04-01	Common Stock	M	3473	$12.52	Acquired	168463.7962	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-04-01	Stock Option	$7.67	M	3473	Disposed	2019-03-01	Common Stock (3473)	Direct
2015-04-01	Stock Option	$8.53	M	3473	Disposed	2020-03-01	Common Stock (3473)	Direct
2015-04-01	Stock Option	$9.11	M	3473	Disposed	2021-03-01	Common Stock (3473)	Direct
2015-04-01	Stock Option	$9.64	M	3473	Disposed	2022-03-01	Common Stock (3473)	Direct
2015-04-01	Stock Option	$12.52	M	3473	Disposed	2023-03-01	Common Stock (3473)	Direct

Footnotes

F1: As reported on the Form 4 filed on February 5, 2015, Mr. Kent was issued 1,352 shares of restricted stock subject to vesting on the date one year thereafter. In connection with Mr. Kent's resignation from the Issuer's Board of Directors on March 31, 2015, such stock was forfeited.