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ConnectOne Bancorp, Inc. Director's Dealing 2014

Jul 1, 2014

32054_dirs_2014-07-01_8d7a8775-5d38-4764-aeb1-03303b4b720f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2014-07-01

Reporting Person: Parisi Joseph Jr. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-07-01 Common Stock A 138665 Acquired 138665 Direct
2014-07-01 Common Stock A 6039 Acquired 6039 Indirect
2014-07-01 Common Stock A 8665 Acquired 8665 Indirect
2014-07-01 Common Stock A 29369 Acquired 29369 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-07-01 Stock Option $3.85 A 39000 Acquired 2015-06-21 Common Stock (39000) Direct
2014-07-01 Stock Option $6.15 A 4014 Acquired 2016-11-11 Common Stock (4014) Direct
2014-07-01 Stock Option $6.15 A 4243 Acquired 2018-01-22 Common Stock (4243) Direct
2014-07-01 Stock Option $4.62 A 22740 Acquired 2018-11-26 Common Stock (22740) Direct
2014-07-01 Stock Option $6.99 A 1578 Acquired 2022-01-24 Common Stock (1578) Direct

Footnotes

F1: Represents shares received in connection with the merger of ConnectOne Bancorp, Inc. into Center Bancorp, Inc. (the "Merger").

F2: Shares held in the name of Hudson Real Estate Holding LLC, of which Mr. Parisi is managing director

F3: Shares held in the name of Otterstedt Insurance Agency, of whch Mr. Parisi is part owner

F4: Represents options to acquire shares of common stock converted in the Merger