ConnectOne Bancorp, Inc. — Director's Dealing 2014

Jul 1, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2014-07-01

Reporting Person: Huttle Frank III (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-07-01	Common Stock	A	146447	—	Acquired	146447	Direct
2014-07-01	Common Stock	A	13080	—	Acquired	13080	Indirect
2014-07-01	Common Stock	A	13000	—	Acquired	13000	Indirect
2014-07-01	Common Stock	A	6500	—	Acquired	6500	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-07-01	Stock Option	$3.85	A	39000	Acquired	2015-06-21	Common Stock (39000)	Direct
2014-07-01	Stock Option	$6.15	A	4282	Acquired	2016-11-11	Common Stock (4282)	Direct
2014-07-01	Stock Option	$6.15	A	3882	Acquired	2018-01-22	Common Stock (3882)	Direct
2014-07-01	Stock Option	$4.62	A	18104	Acquired	2018-11-26	Common Stock (18104)	Direct
2014-07-01	Stock Option	$6.99	A	1578	Acquired	2022-01-24	Common Stock (1578)	Direct

Footnotes

F1: Represents shares received in connection with the merger of ConnectOne Bancorp, Inc. into Center Bancorp, Inc. (the "Merger").

F2: Held by an LLC in which Mr. Huttle's spouse is a member.

F3: Represents options to acquire shares of common stock converted in the Merger.