Confluent, Inc. — Major Shareholding Notification 2025

May 15, 2025

xml version="1.0" encoding="UTF-8"? SCHEDULE 13G/A 0001104659-24-022715 0001868976 XXXXXXXX LIVE 3 Class A Common Stock 03/31/2025 0001699838 CONFLUENT, INC. 20717M103 899 W. EVELYN AVENUE MOUNTAIN VIEW CA 94041 Rule 13d-1(d) Edward Jay Kreps X1 21481012.00 149984.00 21445071.00 2149984.00 23630996.00 7.7 IN Row 5 includes 15,645,000 shares of Class B Common Stock, 5,798,305 shares of Class B Common Stock issuable pursuant to stock options exercisable within 60 days of March 31, 2025, and 37,707 shares of Class A Common Stock that may be acquired upon the settlement of outstanding RSUs within 60 days of March 31, 2025. Row 7 includes 15,645,000 shares of Class B Common Stock, 5,762,364 shares of Class B Common Stock issuable pursuant to stock options that are vested and exercisable within 60 days of March 31, 2025 (but excludes 35,941 shares of Class B Common Stock issuable pursuant to stock options that, although exercisable, will not vest within 60 days of March 31, 2025), and 37,707 shares of Class A Common Stock that may be acquired upon the settlement of outstanding RSUs within 60 days of March 31, 2025. Edward J. Kreps and Jamaica H. Kreps 2018 Revocable Trust CA 0.00 149984.00 0.00 149984.00 149984.00 0.1 OO GST Exempt Trust under the Kreps Family 2019 Irrevocable Trust under an agreement dated 9/26/2019 DE 0.00 0.00 0.00 1000000.00 1000000.00 0.3 OO GST Exempt Trust under the Kreps Family 2019 Irrevocable Trust under an agreement dated 9/26/2019 DE 0.00 0.00 0.00 1000000.00 1000000.00 0.3 OO CONFLUENT, INC. 899 W. EVELYN AVENUE, MOUNTAIN VIEW, CA, 94041. Edward Jay Kreps Edward J. Kreps and Jamaica H. Kreps 2018 Revocable Trust ("Revocable Trust") GST Exempt Trust under the Kreps Family 2019 Irrevocable Trust under an agreement dated 9/26/2019 ("Irrevocable Trust I") GST Exempt Trust under the Kreps Family 2019 Irrevocable Trust under an agreement dated 9/26/2019 ("Irrevocable Trust II") Edward Jay Kreps - c/o Confluent, Inc., 899 West Evelyn Avenue, Mountain View, CA 94041 Revocable Trust - c/o Confluent, Inc., 899 West Evelyn Avenue, Mountain View, CA 94041 Irrevocable Trust I - c/o Confluent, Inc., 899 West Evelyn Avenue, Mountain View, CA 94041 Irrevocable Trust II - c/o Confluent, Inc., 899 West Evelyn Avenue, Mountain View, CA 94041 Edward Jay Kreps - United States Revocable Trust - California Irrevocable Trust I - Delaware Irrevocable Trust II - Delaware Y Includes 15,645,000 shares of Class B Common Stock held by Edward Jay Kreps, 149,984 shares of Class B Common Stock held by the Revocable Trust, 1,000,000 shares of Class B Common Stock held by the Irrevocable Trust I, 1,000,000 shares of Class B Common Stock held by the Irrevocable Trust II, 5,798,305 shares of Class B Common Stock issuable pursuant to stock options exercisable within 60 days of March 31, 2025, and 37,707 shares of Class A Common Stock that may be acquired upon the settlement of outstanding RSUs within 60 days of March 31, 2025. The Class B Common Stock is convertible at the holder's option into the Issuer's Class A Common Stock on a 1-for-1 basis. The holders of Class B Common Stock are entitled to ten votes per share and the holders of Class A Common Stock are entitled to one vote per share. Based on (i) 285,227,996 shares of the Issuer's Class A Common Stock issued and outstanding and (ii) 54,502,348 shares of the Issuer's Class B Common Stock (together with the Class A Common Stock, the "Common Stock") issued and outstanding, in each case, as of March 31, 2025, and the information set forth in (a) above, Edward Jay Kreps beneficially owned 6.8% of the Issuer's outstanding Common Stock, representing 24.3% of the total voting power of the Issuer's outstanding Common Stock, and beneficially owned 7.7% of the Issuer's Class A Common Stock (treating only those shares of Class B Common Stock beneficially owned by Mr. Kreps as converted for purposes of computing this percentage), the Revocable Trust beneficially owned 0.0% of the Issuer's outstanding Common Stock, representing 0.2% of the total voting power of the Issuer's outstanding Common Stock, and beneficially owned 0.1% of the Issuer's Class A Common Stock (treating only those shares of Class B Common Stock beneficially owned by the Revocable Trust as converted for purposes of computing this percentage), the Irrevocable Trust I beneficially owned 0.3% of the Issuer's outstanding Common Stock, representing 1.2% of the total voting power of the Issuer's outstanding Common Stock, and beneficially owned 0.3% of the Issuer's Class A Common Stock (treating only those shares of Class B Common Stock beneficially owned by the Irrevocable Trust I as converted for purposes of computing this percentage), and the Irrevocable Trust II beneficially owned 0.3% of the Issuer's outstanding Common Stock, representing 1.2% of the total voting power of the Issuer's outstanding Common Stock, and beneficially owned 0.3% of the Issuer's Class A Common Stock (treating only those shares of Class B Common Stock beneficially owned by the Irrevocable Trust II as converted for purposes of computing this percentage). Mr. Kreps and his spouse serve as trustees over the shares held by the Revocable Trust and exercise shared voting and dispositive power over such shares. Mr. Kreps and his spouse serve as investment trustees over the shares held by the Irrevocable Trust I and Irrevocable Trust II and exercise shared dispositive power over such shares. Edward Jay Kreps - 21,481,012 Revocable Trust - 0 Irrevocable Trust I - 0 Irrevocable Trust II - 0 Edward Jay Kreps - 149,984 Revocable Trust - 149,984 Irrevocable Trust I - 0 Irrevocable Trust II - 0 Edward Jay Kreps - 21,445,071 Revocable Trust - 0 Irrevocable Trust I - 0 Irrevocable Trust II - 0 Edward Jay Kreps - 2,149,984 Revocable Trust - 149,984 Irrevocable Trust I - 1,000,000 Irrevocable Trust II - 1,000,000 Y Y Y Y Y Y Exhibit 99.1 Joint Filing Agreement Edward Jay Kreps Edward Jay Kreps Edward Jay Kreps, Self 05/15/2025 Edward J. Kreps and Jamaica H. Kreps 2018 Revocable Trust Edward Jay Kreps Edward Jay Kreps, Trustee 05/15/2025 Jamaica Hutchins Kreps Jamaica Hutchins Kreps, Trustee 05/15/2025 GST Exempt Trust under the Kreps Family 2019 Irrevocable Trust under an agreement dated 9/26/2019 Edward Jay Kreps Edward Jay Kreps, Investment Trustee 05/15/2025 Jamaica Hutchins Kreps Jamaica Hutchins Kreps, Investment Trustee 05/15/2025 GST Exempt Trust under the Kreps Family 2019 Irrevocable Trust under an agreement dated 9/26/2019 Edward Jay Kreps Edward Jay Kreps, Investment Trustee 05/15/2025 Jamaica Hutchins Kreps Jamaica Hutchins Kreps, Investment Trustee 05/15/2025