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Confluent, Inc. Director's Dealing 2025

Feb 15, 2025

30829_dirs_2025-02-14_d4583343-39e0-4ff2-85ba-38899abbfe12.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2025-02-13

Reporting Person: MILLER MATTHEW CRAIG (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-02-13 Class A Common Stock C 505527 Acquired 505527 Indirect
2025-02-13 Class A Common Stock J 505527 Disposed 0 Indirect
2025-02-13 Class A Common Stock C 3239038 Acquired 3239038 Indirect
2025-02-13 Class A Common Stock J 3239038 Disposed 0 Indirect
2025-02-13 Class A Common Stock J 56 Acquired 9886 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-02-13 Class B Common Stock $ C 505527 Disposed Class A Common Stock (505527) Indirect
2025-02-13 Class B Common Stock $ C 3239038 Disposed Class A Common Stock (3239038) Indirect

Footnotes

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation.

F2: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F3: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and the managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.