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Confluent, Inc. — Director's Dealing 2025
Feb 15, 2025
30829_dirs_2025-02-14_d4583343-39e0-4ff2-85ba-38899abbfe12.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2025-02-13
Reporting Person: MILLER MATTHEW CRAIG (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-02-13 | Class A Common Stock | C | 505527 | — | Acquired | 505527 | Indirect |
| 2025-02-13 | Class A Common Stock | J | 505527 | — | Disposed | 0 | Indirect |
| 2025-02-13 | Class A Common Stock | C | 3239038 | — | Acquired | 3239038 | Indirect |
| 2025-02-13 | Class A Common Stock | J | 3239038 | — | Disposed | 0 | Indirect |
| 2025-02-13 | Class A Common Stock | J | 56 | — | Acquired | 9886 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-02-13 | Class B Common Stock | $ | C | 505527 | Disposed | Class A Common Stock (505527) | Indirect | |
| 2025-02-13 | Class B Common Stock | $ | C | 3239038 | Disposed | Class A Common Stock (3239038) | Indirect |
Footnotes
F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation.
F2: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.
F3: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and the managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.