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Confluent, Inc. Director's Dealing 2025

Feb 19, 2025

30829_dirs_2025-02-18_93b9430a-bbad-49b1-9e13-2c2092354c53.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2025-02-13

Reporting Person: Phan Kong (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-02-13 Class A Common Stock M 4000 $4.71 Acquired 183939 Direct
2025-02-13 Class A Common Stock M 2000 $15.68 Acquired 185939 Direct
2025-02-13 Class A Common Stock S 5196 $36.13 Disposed 180743 Direct
2025-02-13 Class A Common Stock S 1150 $36.65 Disposed 179593 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-02-13 Stock Option (Right to Buy) $4.71 M 4000 Disposed 2030-05-14 Class A Common Stock (4000) Direct
2025-02-13 Stock option (Right to Buy) $15.68 M 2000 Disposed 2031-03-18 Class A Common Stock (2000) Direct

Footnotes

F1: Shares sold pursuant to a 10b5-1 trading plan dated September 12, 2024.

F2: The shares were sold at prices ranging from $35.39 to $36.38. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The shares were sold at prices ranging from $36.51 to $36.73. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Fully vested.

F5: The shares subject to the option are immediately exercisable and vest monthly over four years from 3/19/2021, subject to the reporting person's continued service with the issuer at each such vest date.