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Confluent, Inc. — Director's Dealing 2025
Mar 14, 2025
30829_dirs_2025-03-13_a465734b-5965-4e9f-9f7e-131314830e78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2025-03-11
Reporting Person: Schultz Erica (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-03-11 | Class A Common Stock | C | 50000 | — | Acquired | 552424 | Direct |
| 2025-03-12 | Class A Common Stock | C | 75000 | — | Acquired | 627424 | Direct |
| 2025-03-13 | Class A Common Stock | C | 75000 | — | Acquired | 702424 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-03-11 | Stock Option (Right to Buy) | $3.41 | M | 50000 | Disposed | 2029-12-04 | Class B Common Stock (50000) | Direct |
| 2025-03-11 | Class B Common Stock | $ | M | 50000 | Acquired | Class A Common Stock (50000) | Direct | |
| 2025-03-11 | Class B Common Stock | $ | C | 50000 | Disposed | Class A Common Stock (50000) | Direct | |
| 2025-03-12 | Stock Option (Right to Buy) | $3.41 | M | 75000 | Disposed | 2029-12-04 | Class B Common Stock (75000) | Direct |
| 2025-03-12 | Class B Common Stock | $ | M | 75000 | Acquired | Class A Common Stock (75000) | Direct | |
| 2025-03-12 | Class B Common Stock | $ | C | 75000 | Disposed | Class A Common Stock (75000) | Direct | |
| 2025-03-13 | Stock Option (Right to Buy) | $3.41 | M | 75000 | Disposed | 2029-12-04 | Class B Common Stock (75000) | Direct |
| 2025-03-13 | Class B Common Stock | $ | M | 75000 | Acquired | Class A Common Stock (75000) | Direct | |
| 2025-03-13 | Class B Common Stock | $ | C | 75000 | Disposed | Class A Common Stock (75000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 62374 | Indirect |
| Class A Common Stock | 92707 | Indirect |
| Class A Common Stock | 31419 | Indirect |
| Class A Common Stock | 200000 | Indirect |
Footnotes
F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F2: The shares are held by The Schultz Family Irrevocable Remainder Trust.
F3: The shares are held by The Bryan and Erica Schultz Family Revocable Trust.
F4: The shares are held by the Erica Schultz 2023 Annuity Trust.
F5: The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust.
F6: Fully vested.