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Confluent, Inc. Director's Dealing 2025

Dec 16, 2025

30829_dirs_2025-12-16_dcd09c04-731e-47a2-b130-2dff0d425049.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2025-12-12

Reporting Person: Kreps Edward Jay (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-12-12 Class A Common Stock C 506000 Acquired 845367 Direct
2025-12-12 Class A Common Stock S 506000 $30.04 Disposed 339367 Direct
2025-12-15 Class A Common Stock C 232500 Acquired 571867 Direct
2025-12-15 Class A Common Stock S 232500 $30.10 Disposed 339367 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-12-12 Stock Option (Right to Buy) $2.24 M 506000 Disposed 2028-10-21 Class B Common Stock (506000) Direct
2025-12-12 Class B Common Stock $ M 506000 Acquired Class A Common Stock (506000) Direct
2025-12-12 Class B Common Stock $ C 506000 Disposed Class A Common Stock (506000) Direct
2025-12-15 Class B Common Stock $ C 232500 Disposed Class A Common Stock (232500) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (149984) 149984 Indirect
Class B Common Stock $ Class A Common Stock (1000000) 1000000 Indirect
Class B Common Stock $ Class A Common Stock (1000000) 1000000 Indirect

Footnotes

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F2: The shares were sold at prices ranging from $30.02 to $30.10. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Shares sold pursuant to a 10b5-1 trading plan adopted August 15, 2024.

F4: The shares were sold at prices ranging from $30.05 to $30.14. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Fully vested.

F6: The shares are held by The Edward J. Kreps and Jamaica H. Kreps 2018 Revocable Trust.

F7: The shares are held by the GST Exempt Trust under The Kreps Family 2019 Irrevocable Trust under agreement dated 9/26/2019.

F8: The shares are held by the GST Exempt Trust under The Kreps Family 2019 Irrevocable Trust under agreement dated 9/26/2019.