Confluent, Inc. — Director's Dealing 2024

Sep 20, 2024

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2024-09-13

Reporting Person: Phan Kong (N/A)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	124842	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$0.92	2027-04-19	Class A Common Stock (2000)		Direct
Stock Option (Right to Buy)	$4.71	2030-05-14	Class A Common Stock (40000)		Direct
Stock Option (Right to Buy)	$15.68	2031-03-18	Class A Common Stock (30000)		Direct

Footnotes

F1: Includes 31,201 shares subject to restricted stock units that vest over time subject to the reporting person's continued service with the issuer at each such vest date.

F2: Fully vested.

F3: The shares subject to the option are immediately exercisable and vest monthly over four years from 3/19/2021, subject to the reporting person's continued service with the issuer at each such vest date.