Confluent, Inc. — Director's Dealing 2024

Nov 6, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2024-11-01

Reporting Person: Buscemi Stephanie (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-11-01	Class A Common Stock	C	152094	—	Acquired	313767	Direct
2024-11-01	Class A Common Stock	S	164123	$26.24	Disposed	149644	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-11-01	Stock Option (Right to Buy)	$15.68	M	152094	Disposed	2031-03-19	Class B Common Stock (152094)	Direct
2024-11-01	Class B Common Stock	$	M	152094	Acquired		Class A Common Stock (152094)	Direct
2024-11-01	Class B Common Stock	$	C	152094	Disposed		Class A Common Stock (152094)	Direct

Footnotes

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F2: Shares sold pursuant to a 10b5-1 trading plan dated June 14, 2024.

F3: The shares were sold at prices ranging from $25.87 to $26.58. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Twenty-five percent of the shares subject to the option vested on 3/8/2022 and the balance of the shares vest monthly thereafter for the following 3 years, subject to the reporting person's continued service as of each such vesting date.