Confluent, Inc. — Director's Dealing 2024

Nov 23, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2024-11-20

Reporting Person: Schultz Erica (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-11-20	Class A Common Stock	S	9467	$28.23	Disposed	678016	Direct
2024-11-21	Class A Common Stock	C	75000	—	Acquired	753016	Direct
2024-11-21	Class A Common Stock	S	75000	$30.40	Disposed	678016	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-11-21	Stock Option (Right to Buy)	$3.41	M	75000	Disposed	2024-12-04	Class B Common Stock (75000)	Direct
2024-11-21	Class B Common Stock	$	M	75000	Acquired		Class A Common Stock (75000)	Direct
2024-11-21	Class B Common Stock	$	C	75000	Disposed		Class A Common Stock (75000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	62374	Indirect
Class A Common Stock	92707	Indirect
Class A Common Stock	31419	Indirect
Class A Common Stock	200000	Indirect

Footnotes

F1: Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I.

F2: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3: Shares sold pursuant to a 10b5-1 trading plan dated August 15, 2024.

F4: The shares were sold at prices ranging from $30.00 to $30.80. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The shares are held by The Schultz Family Irrevocable Remainder Trust.

F6: The shares are held by The Bryan and Erica Schultz Family Revocable Trust.

F7: The shares are held by the Erica Schultz 2023 Annuity Trust.

F8: The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust.

F9: Fully vested.