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Confluent, Inc. — Director's Dealing 2024
Nov 27, 2024
30829_dirs_2024-11-26_bb917c99-f201-4f66-9a00-38d370a95c32.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2024-11-22
Reporting Person: Buscemi Stephanie (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-22 | Class A Common Stock | C | 22906 | — | Acquired | 167279 | Direct |
| 2024-11-22 | Class A Common Stock | S | 22906 | $31 | Disposed | 144373 | Direct |
| 2024-11-25 | Class A Common Stock | C | 26047 | — | Acquired | 170420 | Direct |
| 2024-11-25 | Class A Common Stock | S | 26047 | $32.89 | Disposed | 144373 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-22 | Stock Option (Right to Buy) | $15.68 | M | 22906 | Disposed | 2031-03-19 | Class B Common Stock (22906) | Direct |
| 2024-11-22 | Class B Common Stock | $ | M | 22906 | Acquired | Class A Common Stock (22906) | Direct | |
| 2024-11-22 | Class B Common Stock | $ | C | 22906 | Disposed | Class A Common Stock (22906) | Direct | |
| 2024-11-25 | Stock Option (Right to Buy) | $15.68 | M | 26047 | Disposed | 2031-03-19 | Class B Common Stock (26047) | Direct |
| 2024-11-25 | Class B Common Stock | $ | M | 26047 | Acquired | Class A Common Stock (26047) | Direct | |
| 2024-11-25 | Class B Common Stock | $ | C | 26047 | Disposed | Class A Common Stock (26047) | Direct |
Footnotes
F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F2: Shares sold pursuant to a 10b5-1 trading plan dated June 14, 2024.
F3: Twenty-five percent of the shares subject to the option vested on 3/8/2022 and the balance of the shares vest monthly thereafter for the following 3 years, subject to the reporting person's continued service as of each such vesting date.