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Confluent, Inc. — Director's Dealing 2024
Dec 12, 2024
30829_dirs_2024-12-11_cfcf37b8-454c-4ff8-b43b-1d6535a20dae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2024-12-09
Reporting Person: Chadwick Jonathan (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-09 | Class A Common Stock | C | 34375 | — | Acquired | 57063 | Direct |
| 2024-12-09 | Class A Common Stock | S | 34375 | $32.69 | Disposed | 22688 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-09 | Class B Common Stock | $ | C | 34375 | Disposed | Class A Common Stock (34375) | Direct |
Footnotes
F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F2: Shares sold pursuant to a 10b5-1 trading plan adopted on September 9, 2024.