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Confluent, Inc. Director's Dealing 2024

Dec 17, 2024

30829_dirs_2024-12-16_f32e0a41-9845-44e5-a72b-5f4d654bb1a7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2024-12-12

Reporting Person: MILLER MATTHEW CRAIG (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-12-12 Class A Common Stock C 162 Acquired 162 Indirect
2024-12-12 Class A Common Stock S 162 $32.0228 Disposed 0 Indirect
2024-12-12 Class A Common Stock C 1038 Acquired 1038 Indirect
2024-12-12 Class A Common Stock S 1038 $32.0228 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-12-12 Class B Common Stock $ C 162 Disposed Class A Common Stock (162) Indirect
2024-12-12 Class B Common Stock $ C 1038 Disposed Class A Common Stock (1038) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 9830 Indirect

Footnotes

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation.

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.000 to $32.045. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and the managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.