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Confluent, Inc. — Director's Dealing 2024
Dec 17, 2024
30829_dirs_2024-12-16_7230c408-62de-4928-98ab-240305d8822b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2024-12-12
Reporting Person: Phan Kong (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-12 | Class A Common Stock | M | 2000 | $0.92 | Acquired | 192680 | Direct |
| 2024-12-12 | Class A Common Stock | M | 3666 | $4.71 | Acquired | 196346 | Direct |
| 2024-12-12 | Class A Common Stock | S | 10785 | $31.19 | Disposed | 185561 | Direct |
| 2024-12-12 | Class A Common Stock | S | 1675 | $31.98 | Disposed | 183886 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-12 | Stock option (Right to Buy) | $0.92 | M | 2000 | Disposed | 2027-04-19 | Class A Common Stock (2000) | Direct |
| 2024-12-12 | Stock Option (Right to Buy) | $4.71 | M | 3666 | Disposed | 2030-05-14 | Class A Common Stock (3666) | Direct |
Footnotes
F1: Shares sold pursuant to a 10b5-1 trading plan dated September 12, 2024.
F2: The shares were sold at prices ranging from $30.87 to $31.85. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The shares were sold at prices ranging from $31.87 to $32.00. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: Fully vested.