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Confluent, Inc. — Director's Dealing 2023
Feb 7, 2023
30829_dirs_2023-02-06_5dff4c2a-5568-4e73-baa1-7419758fb63d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2023-02-02
Reporting Person: Caimi Lara (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-02 | Class A Common Stock | C | 15065 | — | Acquired | 22753 | Direct |
| 2023-02-02 | Class A Common Stock | S | 15065 | $25.00 | Disposed | 7688 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-02 | Class B Common Stock | $ | C | 15065 | Disposed | Class A Common Stock (15065) | Direct |
Footnotes
F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F2: Shares sold pursuant to a 10b5-1 trading plan.
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