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Confluent, Inc. Director's Dealing 2023

Feb 7, 2023

30829_dirs_2023-02-06_5dff4c2a-5568-4e73-baa1-7419758fb63d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2023-02-02

Reporting Person: Caimi Lara (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-02 Class A Common Stock C 15065 Acquired 22753 Direct
2023-02-02 Class A Common Stock S 15065 $25.00 Disposed 7688 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-02 Class B Common Stock $ C 15065 Disposed Class A Common Stock (15065) Direct

Footnotes

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F2: Shares sold pursuant to a 10b5-1 trading plan.