Confluent, Inc. — Director's Dealing 2023

Mar 2, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2023-02-27

Reporting Person: Schultz Erica (President, Field Operations)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-02-27	Class A Common Stock	A	343018	$0.00	Acquired	479537	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	97124	Indirect
Class A Common Stock	11500	Indirect
Class A Common Stock	77876	Indirect
Class A Common Stock	13500	Indirect
Class A Common Stock	200000	Indirect

Footnotes

F1: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 50% of RSUs vest on February 20, 2025 and 50% of the RSUs vest of February 20, 2026, subject to the Reporting Person's continuous service through each such vesting date.

F2: Includes 787 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 15, 2023.

F3: The shares are held by The Erica Schultz 2021 Annuity Trust.

F4: The shares are held by The Bryan and Erica Schultz Family Revocable Trust.

F5: The shares are held by the Erica Schultz 2022 Annuity Trust.

F6: The shares are held by The Ruliffson Schultz Extended Family Trust.

F7: The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust.