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Confluent, Inc. Director's Dealing 2023

Mar 2, 2023

30829_dirs_2023-03-01_a505dad6-9829-4e77-8175-17b47a77dd87.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2023-02-27

Reporting Person: Tomlinson Steffan (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-27 Class A Common Stock A 201775 $0.00 Acquired 308969 Direct
2023-02-27 Class A Common Stock A 9824 $0.00 Acquired 318793 Direct

Footnotes

F1: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 50% of RSUs vest on February 20, 2025 and 50% of the RSUs vest of February 20, 2026, subject to the Reporting Person's continuous service through each such vesting date.

F2: Includes 787 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 15, 2023.

F3: The shares are represented by RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will vest in full on March 1, 2023, subject to the Reporting Person's continuous service through such vesting date.