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Confluent, Inc. — Director's Dealing 2023
Mar 2, 2023
30829_dirs_2023-03-01_a505dad6-9829-4e77-8175-17b47a77dd87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2023-02-27
Reporting Person: Tomlinson Steffan (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-27 | Class A Common Stock | A | 201775 | $0.00 | Acquired | 308969 | Direct |
| 2023-02-27 | Class A Common Stock | A | 9824 | $0.00 | Acquired | 318793 | Direct |
Footnotes
F1: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 50% of RSUs vest on February 20, 2025 and 50% of the RSUs vest of February 20, 2026, subject to the Reporting Person's continuous service through each such vesting date.
F2: Includes 787 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 15, 2023.
F3: The shares are represented by RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will vest in full on March 1, 2023, subject to the Reporting Person's continuous service through such vesting date.