AI assistant
Confluent, Inc. — Director's Dealing 2023
Jun 2, 2023
30829_dirs_2023-06-01_b8b219d8-afb1-4c4d-afbd-a25ea1afca22.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2023-05-30
Reporting Person: Vishria Eric (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-30 | Class A Common Stock | S | 50000 | $30.0671 | Disposed | 1503212 | Indirect |
| 2023-05-31 | Class A Common Stock | G | 115000 | — | Disposed | 1388212 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 39977 | Indirect |
Footnotes
F1: Shares sold pursuant to a 10b5-1 trading plan adopted September 14, 2022.
F2: The shares were sold at prices ranging from $30.01 to $30.22. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Shares are held by entities controlled by the reporting person.
F4: Shares are held by Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII") who has sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by BCMC VIII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.