Confluent, Inc. — Director's Dealing 2023

Jun 6, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2023-06-01

Reporting Person: Buscemi Stephanie (Chief Marketing Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-01	Class A Common Stock	C	22807	—	Acquired	140326	Direct
2023-06-01	Class A Common Stock	S	22807	$32.51	Disposed	117519	Direct
2023-06-02	Class A Common Stock	C	27193	—	Acquired	144712	Direct
2023-06-02	Class A Common Stock	S	27193	$33.48	Disposed	117519	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-01	Stock Option (Right to Buy)	$15.68	M	22807	Disposed	2031-03-19	Class B Common Stock (22807)	Direct
2023-06-01	Class B Common Stock	$	M	22807	Acquired		Class A Common Stock (22807)	Direct
2023-06-01	Class B Common Stock	$	C	22807	Disposed		Class A Common Stock (22807)	Direct
2023-06-02	Stock Option (Right to Buy)	$15.68	M	27193	Disposed	2031-03-19	Class B Common Stock (27193)	Direct
2023-06-02	Class B Common Stock	$	M	27193	Acquired		Class A Common Stock (27193)	Direct
2023-06-02	Class B Common Stock	$	C	27193	Disposed		Class A Common Stock (27193)	Direct

Footnotes

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F2: Shares sold pursuant to a 10b5-1 trading plan.

F3: The shares were sold at prices ranging from $32.50 to $32.56. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The shares were sold at prices ranging from $33.09 to $33.89. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Twenty-five percent of the shares subject to the option vested on 3/8/2022 and the balance of the shares vest monthly thereafter for the following 3 years, subject to the reporting person's continued service as of each such vesting date.