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Confluent, Inc. Director's Dealing 2023

Jun 6, 2023

30829_dirs_2023-06-05_c323c2da-3738-4c8d-903b-0a9f38cff7ab.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2023-06-01

Reporting Person: Vishria Eric (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-06-01 Class A Common Stock A 5399 $0.00 Acquired 5399 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 1388212 Indirect
Class A Common Stock 39977 Indirect

Footnotes

F1: Represents the grant of restricted stock units that vest on the earlier of (i) the date of the 2024 Annual Meeting (or the date immediately prior if the Reporting Person's service as a director ends at such meeting); or (ii) the first anniversary of the date of grant.

F2: Shares are held by entities controlled by the reporting person.

F3: Shares are held by Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII") who has sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by BCMC VIII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.