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Confluent, Inc. — Director's Dealing 2023
Jun 7, 2023
30829_dirs_2023-06-06_49898c86-8044-4aab-a8a8-df0bf1af6161.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2023-06-02
Reporting Person: Schultz Erica (President, Field Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-02 | Class A Common Stock | J | 56637 | $0.00 | Disposed | 40487 | Indirect |
| 2023-06-02 | Class A Common Stock | J | 56637 | $0.00 | Acquired | 68137 | Indirect |
| 2023-06-02 | Class A Common Stock | J | 22454 | $0.00 | Disposed | 55422 | Indirect |
| 2023-06-02 | Class A Common Stock | J | 22454 | $0.00 | Acquired | 90591 | Indirect |
| 2023-06-02 | Class A Common Stock | J | 79091 | $0.00 | Disposed | 11500 | Indirect |
| 2023-06-02 | Class A Common Stock | J | 79091 | $0.00 | Acquired | 79091 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 479537 | Direct |
| Class A Common Stock | 13500 | Indirect |
| Class A Common Stock | 200000 | Indirect |
Footnotes
F1: Represents a share distribution from the holder to The Bryan and Erica Schultz Family Revocable Trust.
F2: The shares are held by the Erica Schultz 2021 Annuity Trust. The Reporting Person maintains beneficial ownership over the shares held by the Erica Schultz 2021 Annuity Trust.
F3: Represents a share distribution received from The Erica Schultz 2021 Annuity Trust.
F4: The shares are held by The Bryan and Erica Schultz Family Revocable Trust.
F5: The shares are held by the Erica Schultz 2022 Annuity Trust. The Reporting Person maintains beneficial ownership over the shares held by the Erica Schultz 2022 Annuity Trust.
F6: Represents a share distribution received from The Erica Schultz 2022 Annuity Trust.
F7: Represents a transfer from the holder to The Erica Schultz 2023 Annuity Trust.
F8: Represents a transfer received from The Bryan and Erica Schultz Family Revocable Trust.
F9: The shares are held by the Erica Schultz 2023 Annuity Trust. The Reporting Person maintains beneficial ownership over the shares held by the Erica Schultz 2023 Annuity Trust.
F10: The shares are held by The Ruliffson Schultz Extended Family Trust.
F11: The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust.