Confluent, Inc. — Director's Dealing 2023

Aug 11, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2023-08-08

Reporting Person: MILLER MATTHEW CRAIG (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-08-08	Class A Common Stock	C	234690	—	Acquired	234690	Indirect
2023-08-08	Class A Common Stock	C	163789	—	Acquired	163789	Indirect
2023-08-08	Class A Common Stock	C	232154	—	Acquired	232154	Indirect
2023-08-08	Class A Common Stock	J	234690	—	Disposed	0	Indirect
2023-08-08	Class A Common Stock	J	163789	—	Disposed	0	Indirect
2023-08-08	Class A Common Stock	J	232154	—	Disposed	0	Indirect
2023-08-08	Class A Common Stock	C	26570	—	Acquired	183428	Indirect
2023-08-08	Class A Common Stock	J	185	—	Acquired	183613	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-08-08	Class B Common Stock	$	C	234690	Disposed		Class A Common Stock (234690)	Indirect
2023-08-08	Class B Common Stock	$	J	1933691	Disposed		Class A Common Stock (1933691)	Indirect
2023-08-08	Class B Common Stock	$	C	163789	Disposed		Class A Common Stock (163789)	Indirect
2023-08-08	Class B Common Stock	$	J	20548	Disposed		Class A Common Stock (20548)	Indirect
2023-08-08	Class B Common Stock	$	J	1936036	Acquired		Class A Common Stock (1936036)	Indirect
2023-08-08	Class B Common Stock	$	J	169585	Acquired		Class A Common Stock (169585)	Indirect
2023-08-08	Class B Common Stock	$	C	232154	Disposed		Class A Common Stock (232154)	Indirect
2023-08-08	Class B Common Stock	$	C	26570	Disposed		Class A Common Stock (26570)	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (2192541)	2192541	Indirect

Footnotes

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation.

F2: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.

F3: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P.; and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P.

F4: (Continued from Footnote 3) The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F6: The Reporting Person is a member of Sequoia Grove II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.