Confluent, Inc. — Director's Dealing 2022

Sep 23, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2022-09-15

Reporting Person: Buscemi Stephanie (Chief Marketing Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	39270	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$15.68	2031-03-19	Class B Common Stock (1243879)		Direct

Footnotes

F1: Includes 31,505 shares subject to restricted stock units ("RSUs"). Fifty percent of the shares subject to the RSUs vest on February 20, 2025 and 50% of the shares subject to the RSUs vest on February 20, 2026, subject to the reporting person's continued service as of each such vesting date.

F2: Twenty-five percent of the shares subject to the option vested on 3/8/2022 and the balance of the shares vest monthly thereafter for the following 3 years, subject to the reporting person's continued service as of each such vesting date.

F3: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.