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Confluent, Inc. — Director's Dealing 2022
Nov 15, 2022
30829_dirs_2022-11-15_d67e1567-8884-4150-aec3-34cf2d1bc1a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2022-11-11
Reporting Person: INDEX VENTURES VII (JERSEY), L.P. (10% Owner)
Reporting Person: Index Venture Associates VII Ltd (10% Owner)
Reporting Person: Yucca (Jersey) SLP (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-11 | Class A Common Stock | S | 52983 | $22.5807 | Disposed | 87528 | Direct |
| 2022-11-11 | Class A Common Stock | S | 87528 | $23.2737 | Disposed | 0 | Direct |
| 2022-11-11 | Class A Common Stock | S | 9102 | $22.5807 | Disposed | 15038 | Indirect |
| 2022-11-11 | Class A Common Stock | S | 15038 | $23.2737 | Disposed | 0 | Indirect |
Footnotes
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.25 - $22.99. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The shares are held by Index Ventures VII (Jersey) L.P. ("Index VII"). Index Venture Associates VII Limited ("IVA VII") is the general partner of Index VII. IVA VII disclaims beneficial ownership of such shares for purposes of Section 16 of the Exchange Act ("Section 16") except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose.
F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 - $23.5972. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The shares are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Index funds' investment in the Issuer. IVA VII disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose.