Confluent, Inc. — Director's Dealing 2021

Jun 24, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2021-06-23

Reporting Person: INDEX VENTURES VII (JERSEY), L.P. (10% Owner)
Reporting Person: Index Ventures Growth IV (Jersey), L.P. (10% Owner)
Reporting Person: INDEX VENTURES VII PARALLEL ENTREPRENEUR FUND (JERSEY), L.P. (10% Owner)
Reporting Person: Yucca (Jersey) SLP (10% Owner)
Reporting Person: Index Venture Growth Associates IV Ltd (10% Owner)
Reporting Person: Index Venture Associates VII Ltd (10% Owner)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series B Preferred Stock	$		Class B Common Stock (19892208)		Indirect
Series C Preferred Stock	$		Class B Common Stock (2690028)		Indirect
Series B Preferred Stock	$		Class B Common Stock (492912)		Indirect
Series C Preferred Stock	$		Class B Common Stock (66656)		Indirect
Series D Preferred Stock	$		Class B Common Stock (5226698)		Indirect
Series E Preferred Stock	$		Class B Common Stock (985055)		Indirect
Series B Preferred Stock	$		Class B Common Stock (310428)		Indirect
Series C Preferred Stock	$		Class B Common Stock (41980)		Indirect
Series D Preferred Stock	$		Class B Common Stock (90391)		Indirect
Series E Preferred Stock	$		Class B Common Stock (17035)		Indirect

Footnotes

F1: Each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock will automatically
convert into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and has no expiration
date.

F2: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3: The shares are held by Index Ventures VII (Jersey), L.P. ("Index VII"). Index Venture Associates VII Limited ("IVA VII") is the managing general partner of Index VII and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.

F4: The shares are held by Index Ventures VII Parallel Entrepreneur Fund (Jersey), L.P. ("Index VII Parallel"). IVA VII is the managing general partner of Index VI Parallel and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.

F5: The shares are held by Index Ventures Growth IV (Jersey), L.P. ("Index Growth III"). Index Venture Growth Associates IV Limited ("IVGA IV") is the managing general partner of Index Growth III and disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any.

F6: The shares are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth IV, Index VII and Index VII Parallel). Each of IVGA IV and IVA VII disclaims Section 16 beneficial ownership of such shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by it for Section 16 or any other purpose.