Confluent, Inc. — Director's Dealing 2021

Jun 24, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2021-06-23

Reporting Person: Liu Ying Christina (Chief Accounting Officer)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$15.68	2031-03-18	Class B Common Stock (400000)		Direct

Footnotes

F1: The shares subject to the option are immediately exercisable. 25% of the shares vest on March 18, 2022 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

F2: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.