Confluent, Inc. — Director's Dealing 2021

Nov 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2021-11-08

Reporting Person: Chadwick Jonathan (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-08	Class A Common Stock	C	16625	—	Acquired	16625	Direct
2021-11-08	Class A Common Stock	S	200	$84.97	Disposed	16425	Direct
2021-11-08	Class A Common Stock	S	1900	$86.29	Disposed	14525	Direct
2021-11-08	Class A Common Stock	S	3379	$87.36	Disposed	11146	Direct
2021-11-08	Class A Common Stock	S	9146	$88.14	Disposed	2000	Direct
2021-11-08	Class A Common Stock	S	1000	$89.25	Disposed	1000	Direct
2021-11-08	Class A Common Stock	S	1000	$90.16	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-08	Class B Common Stock	$	C	16625	Disposed		Class A Common Stock (16625)	Direct

Footnotes

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F2: Shares sold pursuant to a 10b5-1 trading plan.

F3: The shares were sold at prices ranging from $84.68 to $85.27. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The shares were sold at prices ranging from $85.74 to $86.73. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The shares were sold at prices ranging from $86.80 to $87.73. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The shares were sold at prices ranging from $87.81 to $88.79. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The shares were sold at prices ranging from $88.85 to $89.77. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The shares were sold at prices ranging from $89.86 to $90.72. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.