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Confluent, Inc. Director's Dealing 2021

Nov 26, 2021

30829_dirs_2021-11-26_3dd24e77-a956-4f05-bc1f-c8a2070d6a6e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Confluent, Inc. (CFLT)
CIK: 0001699838
Period of Report: 2021-11-23

Reporting Person: Puttagunta Chetan (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-23 Class A Common Stock S 31826 $75.0827 Disposed 181905 Indirect
2021-11-23 Class A Common Stock S 100 $75.64 Disposed 181805 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 135919 Indirect

Footnotes

F1: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 23, 2021. The actual sale prices ranged from a low of $74.61 to a high of $75.6, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

F2: Shares are held by Chetan Puttagunta's trust entity.

F3: Shares are held by Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"). The Reporting Person is a managing member of BCMC VIII, and may be deemed to share voting and investment power over the securities held by such entities. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest in such securities.