Confidence Intelligence Holdings Limited — Capital/Financing Update 2019

Sep 27, 2019

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算（代理人）有限公司（「香港結算 代理人」）的名義登記將獲發行的公開發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下 的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

This Application Form uses the same terms as defined in the prospectus of Confidence Intelligence Holdings Limited (the “ Company ”) dated 28 September 2019 (the “ Prospectus ”). Staple your 本申請表格使用信懇智能控股有限公司（「 本公司 」）於2019年9月28日刊發的招股章程（「 招股章程 」）所界定的相 payment 同詞語。 here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any 請將股款 Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or sold in the 緊釘在此 United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何公開發售股份。若 無根據美國證券法登記或豁免登記，公開發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製（不論方式，也 不論全部或部分）本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed “Documents delivered to the Registrar of Companies in Hong Kong” in Appendix V to the Prospectus have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈香港公司註冊處處長文件」一段所述其他文件之副本已遵照香港法例 第32章《公司（清盤及雜項條文）條例》第342C條的規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯 合交易所有限公司（「 聯交所 」）、香港中央結算有限公司（「 香港結算 」）、香港證券及期貨事務監察委員會（「 證監會 」）及香港公司 註冊處處長對此等文件的內容概不負責。

CONFIDENCE INTELLIGENCE HOLDINGS LIMITED 信懇智能控股有限公司 (Incorporated in the Cayman Islands with limited liability) （於開曼群島註冊成立之有限公司） Stock code : 1967 股份代號： 1967 Offer Price : Not more than HK$2.50 per Offer Share and expected to be not less than HK$2.00 per Offer Share, plus brokerage of 1%, SFC transaction levy of 0.0027%, and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 發售價：不高於每股發售股份2.50港元及預期不低於每股 發售股份2.00港元，另加1% 經紀佣金、0.0027% 證監會交易徵費及0.005% 聯交所交易費（須在申 請時以港元繳足，且可予退還）

You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. 招股章程尚有關於申請程序的其他資料，本申請表格應與招股章程一併閱讀。

Application Form 申請表格

To: Confidence Intelligence Holdings Limited Joint Bookrunners Joint Lead Managers The Public Offer Underwriter

Applicants’ declaration

I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

致： 信懇智能控股有限公司 聯席賬簿管理人 聯席牽頭經辦人 公開發售包銷商

申請人聲明

本人╱吾等同意本申請表格及招股章程的條款及 條件以及申請程序。請參閱本申請表格「填交本 申請表格的效用」一節。

警告：任何人士只限作出一次為其利益而進行的 。 一 認購申請 請參閱「填交本申請表格的效用」 節 。 最後四點

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算（代理人）有限公司（「香港結算 代理人」）的名義登記將獲發行的公開發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下 的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): 由（所有）申請人簽署（所有聯名申請人必須簽署）：

Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由（所有）申請人簽署（所有聯名申請人必須簽署）： Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date: 日期： / / D日 M月 Y年 Number of Public Offer Shares applied for (not more than Cheque/banker’s cashier order number 支票╱銀行本票號碼 3,124,000 Shares) 申請公開發售股份數目（不超過3,124,000股股份） Name of bank on which cheque/banker’s cashier order is drawn (see “How to make your application” section) 兌現支票╱銀行本票的銀 行名稱（見「申請手續」一節） Total amount 總額 HK$ 港元 Name in English (in BLOCK letter) 英文姓名╱名稱（ 大寫字母 ） Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業（以英文填寫） Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼（請刪除不適用者） Hong Kong Identity Card No./Passport No./Hong Kong Business Names of all other joint applicants in English (if any, in BLOCK letter) 所有其他聯名申請人的英文姓名╱名稱（如有， 大寫字母 ） Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照 1) 號碼╱香港商業登記號碼（請刪除不適用者） 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only in BLOCK letter) 香港地址（以英文 大寫字母 填寫）及電話號碼（聯名申請人只須填寫排名首位申請人的地址及電話號碼）） Telephone No. 電話號碼

For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交： 代名人若不填寫本節，是項認購申請將視作為 閣下利益提 。 。 出 請填寫每名（聯名）實益擁有人的賬戶號碼或識別編碼

THIS BOX MUST BE DULY COMPLETED 必須填妥此欄

Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 中央結算系統投資者戶口持有人或指定的中央結算系統參與者 的參與者編號

ADDRESS LABEL 地址標貼（Your name(s) and address in Hong Kong in BLOCK letters 請用 正楷 填寫 閣下 姓名╱名稱 及香港 地址 ）

For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或中央結算系統公司投資者戶口持有人，請加蓋顯 示公司名稱的公司印鑑

(See paragraph 2 in the section “How to make your application”) （請參閱「申請手續」一節第2段）

For Internal use 此欄供內部使用

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算（代理人）有限公司（「香港結算 代理人」）的名義登記將獲發行的公開發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下 的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

• *(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”.

• 如 閣下為中央結算系統投資者戶口持有人，是項申請僅接納香港身份證號碼（如屬個別人士） 或香港商業登記號碼（如屬法人團體），請參閱「申請手續」一節第2段。

• (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number.

• 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請：如屬 個別人士，必須填寫 閣下的香港身份證號碼或護照號碼（持有香港身份證者請填寫香港身份 證號碼，否則請填寫護照號碼）；如屬法人團體，請填寫 閣下的香港商業登記號碼。

• (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/ passport number before you can cash your refund cheque. 退款支票（如有）上或會印有 閣下或（如屬聯名申請人）排名首位申請人的香港身份證號碼╱護 照號碼的一部分。有關資料將用於核實申請表格是否有效，亦會轉交第三方作資料核實和退 款。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。

• (4) If an application is made by an unlisted company and:

• the principal business of that company is dealing in securities; and

• you exercise statutory control over that company,

• then the application will be treated as being made for your benefit. 倘若申請由一家非上市公司提出，而：

• 該公司主要從事證券買賣業務；及

• 閣下對該公司可行使法定控制權，

• 是項申請將視作為 閣下的利益提出。

• (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers.

• 所有聯名申請人必須提供（如屬個別人士）其香港身份證號碼或（如適用）護照號碼，或（如屬法 人團體）其香港商業登記號碼。

This page is intentionally left blank 此乃白頁 特意留空

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

How to make your application

1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 2,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

rejected.	rejected.	rejected.	rejected.
NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Public Offer Shares applied for Amount payable on application	No. of Public Offer Shares applied for Amount payable on application	No. of Public Offer Shares applied for Amount payable on application	No. of Public Offer Shares applied for Amount payable on application
HK$ 2,000 4,000 6,000 8,000 10,000 20,000 30,000 5,050.39 10,100.77 15,151.16 20,201.54 25,251.93 50,503.85 75,755.78	HK$ 40,000 50,000 60,000 70,000 80,000 90,000 100,000 101,007.70 126,259.63 151,511.55 176,763.48 202,015.40 227,267.33 252,519.25	HK$ 200,000 300,000 400,000 500,000 600,000 700,000 800,000 505,038.50 757,557.75 1,010,077.00 1,262,596.25 1,515,115.50 1,767,634.75 2,020,154.00	HK$ 900,000 1,000,000 1,500,000 2,000,000 2,500,000 3,000,000 3,124,000* 2,272,673.25 2,525,192.50 3,787,788.75 5,050,385.00 6,312,981.25 7,575,577.50 7,888,701.37

• Maximum number of Public Offer Shares you may apply for.

• You, as the applicant(s), must complete the form in English in BLOCK letter as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop).

• If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):

• the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box.

• If you are applying as an individual CCASS Investor Participant:

• the form must contain your NAME and Hong Kong I.D. Card number.

• your participant I.D. must be inserted in the appropriate box.

• If you are applying as a joint individual CCASS Investor Participant:

• the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants;

• your participant I.D. must be inserted in the appropriate box.

• If you are applying as a corporate CCASS Investor Participant:

• the form must contain your company NAME and Hong Kong Business Registration number;

• • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.

Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

1. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:

The cheque must: Banker’s cashier order must:

• be in Hong Kong dollars;

• not be post-dated;

• be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED[—] CONFIDENCE INTELLIGENCE PUBLIC OFFER”;

• • be crossed “Account Payee Only”;

• be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong Kong, account in Hong Kong; and and have your name certified on the back by a

• • show your account name, which must either be person authorised by the bank. The name on pre-printed on the cheque, or be endorsed on the banker’s cashier order must correspond the back by a person authorised by the bank. with your name. If it is a joint application, the This account name must correspond with your name on the back of the banker’s cashier order name. If it is a joint application, the account must be the same as the first-named applicant’s name must be the same as the first-named name. applicant’s name.

• Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of Bank of China (Hong Kong) Limited:

District Branch name Address Hong Kong Island Central District (Wing On B/F-2/F, Wing On House, 71 Des Voeux House) Branch Road Central, Hong Kong Kowloon Tsim Sha Tsui East Branch Shop 3, LG/F, Hilton Towers, 96 Granville Road, Tsim Sha Tsui East, Kowloon New Territories Tseung Kwan O Plaza Branch Shop 112-125, Level 1, Tseung Kwan O

Shop 3, LG/F, Hilton Towers, 96 Granville Road, Tsim Sha Tsui East, Kowloon Shop 112-125, Level 1, Tseung Kwan O Plaza, Tseung Kwan O, New Territories

Tuen Mun San Hui Branch

G13-G14 Eldo Court, Heung Sze Wui Road, Tuen Mun, New Territories

1. Your Application Form can be lodged at these times:

— Saturday, 28 September 2019 9: 00 a.m. to 1:00 p.m. — Monday, 30 September 2019 9: 00 a.m. to 5:00 p.m. — Wednesday, 2 October 2019 9: 00 a.m. to 5:00 p.m. — Thursday, 3 October 2019 9: 00 a.m. to 5:00 p.m. — Friday, 4 October 2019 9: 00 a.m. to 12:00 noon

1. The latest time for lodging your application is 12:00 noon on Friday, 4 October 2019. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to Apply for Public Offer Shares — 10. Effect of bad weather on the opening of the application lists” in the Prospectus.

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的公開發售 股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

申請手續

1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為2,000股公開發售股份，並為 下表所列的其中一個數目，否則恕不受理。

可供申請認購股份數目及應繳款項

可供申請認購股份數目及應繳款項	可供申請認購股份數目及應繳款項	可供申請認購股份數目及應繳款項	可供申請認購股份數目及應繳款項
申請認購的 公開發售 股份數目 申請時 應繳款項	申請認購的 公開發售 股份數目 申請時 應繳款項	申請認購的 公開發售 股份數目 申請時 應繳款項	申請認購的 公開發售 股份數目 申請時 應繳款項
港元 2,000 4,000 6,000 8,000 10,000 20,000 30,000 5,050.39 10,100.77 15,151.16 20,201.54 25,251.93 50,503.85 75,755.78	港元 40,000 50,000 60,000 70,000 80,000 90,000 100,000 101,007.70 126,259.63 151,511.55 176,763.48 202,015.40 227,267.33 252,519.25	港元 200,000 300,000 400,000 500,000 600,000 700,000 800,000 505,038.50 757,557.75 1,010,077.00 1,262,596.25 1,515,115.50 1,767,634.75 2,020,154.00	港元 900,000 1,000,000 1,500,000 2,000,000 2,500,000 3,000,000 3,124,000* 2,272,673.25 2,525,192.50 3,787,788.75 5,050,385.00 6,312,981.25 7,575,577.50 7,888,701.37

• 閣下可申請認購的公開發售股份最高數目。

• 閣下作為申請人，必須按照下列指示以英文大寫字母填妥表格，並於申請表格第二頁簽署，只 接納親筆簽名（不得以個人印章代替）。

• 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請：

• 該指定中央結算系統參與者必須於表格蓋上公司印鑑（附有公司名稱），並在適當方格內填 寫參與者編號。

• 如 閣下以中央結算系統個人投資者戶口持有人名義提出申請：

• 表格須載有 閣下的姓名和香港身份證號碼。

• 須在適當方格內填寫 閣下的參與者編號。

• 如 閣下以中央結算系統聯名投資者戶口持有人名義提出申請：

• 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼；

• 須在適當方格內填寫 閣下的參與者編號。

• 如 閣下以中央結算系統公司投資者戶口持有人名義提出申請：

• 表格須載有 閣下的公司名稱和香港商業登記號碼；

• 須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑（附有公司名稱）。

• 中央結算系統參與者的資料（包括參與者編號及╱或顯示公司名稱之公司印鑑）如有不確或遺 漏或其他類似事項，均可能導致申請無效。

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的公開發售 股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

1. 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張 獨立開出銀行本票。支票或銀行本票必須符合以下所有規定，否則 閣下的認購申請將不獲接 納：

納：
支票必須：	銀行本票必須：
• 為港元； • 不得為期票； • 註明抬頭人為「中國銀行（香港）代理人有限公司 — 信懇智能公開發售」； • 劃線註明「只准入抬頭人賬戶」；
• 從 閣下在香港的港元銀行賬戶中開出；及 • 顯示 閣下的賬戶名稱，而該賬戶名稱必須 已預印在支票上，或由有關銀行授權的人士 在支票背書。賬戶名稱必須與 閣下姓名╱ 名稱相同。如屬聯名申請，賬戶名稱必須與 排名首位申請人的姓名╱名稱相同。	• 須由香港持牌銀行開出，並由有關銀行授 權的人士在銀行本票背面簽署核證 閣下 姓名╱名稱。銀行本票所示姓名╱名稱須 與 閣下姓名╱名稱相同。如屬聯名申請， 銀行本票背面所示姓名╱名稱必須與排名首 位申請人的姓名╱名稱相同。

1. 請撕下申請表格，對摺一次，然後將填妥的申請表格（連同隨附的支票或銀行本票）投入中國銀 行（香港）有限公司下列任何一家分行的收集箱：

地區 分行名稱 地址 香港島 中環永安集團大廈分行 香港德輔道中71號永安集團大廈地庫至 二樓 九龍 尖沙咀東分行 九龍尖沙咀東加連威老道96號希爾頓大 廈低層地下3號舖 新界 將軍澳廣場分行 新界將軍澳將軍澳廣場L1層112-125號 屯門新墟分行 新界屯門鄉事會路雅都花園商場G13-G14 號

1. 閣下可於下列時間遞交申請表格：

— 2019年9月28日（星期六） 上午九時正至下午一時正 — 2019年9月30日（星期一） 上午九時正至下午五時正 — 2019年10月2日（星期三） 上午九時正至下午五時正 — 2019年10月3日（星期四） 上午九時正至下午五時正 — 2019年10月4日（星期五） 上午九時正至中午十二時正

1. 截止遞交申請的時間為2019年10月4日（星期五）中午十二時正。本公司將於當日上午十一時四十五 分至中午十二時正期間登記認購申請，唯一會影響此時間的變化因素為當日的天氣情況（詳見 招股章程「如何申請公開發售股份 — 10. 惡劣天氣對開始申請登記的影響」一節）。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

CONFIDENCE INTELLIGENCE HOLDINGS LIMITED (Incorporated in the Cayman Islands with limited liability)

SHARE OFFER

Conditions of your application ‧ agree to disclose to the Company, the Hong Kong Branch Share Registrar, the receiving bank, the Sole Sponsor, the Joint Bookrunners, the Joint A. Who can apply Lead Managers, the Underwriters and/or their respective advisers and 1. You and any person(s) for whose benefit you are applying must be 18 years agents any personal data which they may require about you and the of age or older and must have a Hong Kong address. person(s) for whose benefit you have made the application; 2. If you are a firm, the application must be in the individual members’ ‧ if the laws of any place outside Hong Kong apply to your application, names. agree and warrant that you have complied with all such laws and none of 3. The number of joint applicants may not exceed four. the Company, the Sole Sponsor, the Joint Bookrunners, the Joint Lead 4. If you are a body corporate, the application must be signed by a duly Managers, the Underwriters nor any of their respective officers or advisers authorised officer, who must state his or her representative capacity, and will breach any law outside Hong Kong as a result of the acceptance stamped with your corporation’s chop. of your offer to purchase, or any action arising from your rights and 5. You must be outside the United States, not be a United States Person (as obligations under the terms and conditions contained in the Prospectus defined in Regulation S under the U.S. Securities Act) and not be a legal or and this Application Form; natural person of the PRC. ‧ agree that once your application has been accepted, you may not rescind it 6. Unless permitted by the Listing Rules, you cannot apply for any Public because of an innocent misrepresentation; Offer Shares if you: ‧ agree that your application will be governed by the laws of Hong Kong; ‧ are an existing beneficial owner of Shares in the Company and/or ‧ represent, warrant and undertake that (i) you understand that the Public any of its subsidiaries; Offer Shares have not been and will not be registered under the U.S. ‧ are a Director or chief executive officer of the Company and/or any Securities Act; and (ii) you and any person for whose benefit you are of its subsidiaries; applying for the Public Offer Shares are outside the United States (as ‧ are a core connected person (as defined in the Listing Rules) of the defined in Regulation S) or are a person described in paragraph (h)(3) of Company or will become a core connected person of the Company Rule 902 of Regulation S; immediately upon completion of the Share Offer; ‧ warrant that the information you have provided is true and accurate; ‧ are a close associate (as defined in the Listing Rules) of any of the ‧ agree to accept the Public Offer Shares applied for, or any lesser number above; or allocated to you under the application; ‧ have been allocated or have applied for or indicated an interest in ‧ authorise the Company to place the name of the HKSCC Nominees on any Placing Shares or otherwise participated in the Placing. the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to deposit any B. If you are a nominee share certificate(s) into CCASS and/or to send any refund cheque(s) to you You, as a nominee, may make more than one application for the Public Offer or the first-named applicant for joint application by ordinary post at your Shares by: (i) giving electronic instructions to HKSCC via Central Clearing and own risk to the address stated on the application, unless you are eligible to Settlement System (“ CCASS ”) (if you are a CCASS Participant); or (ii) using a collect refund cheque(s) in person;

• ‧ are a core connected person (as defined in the Listing Rules) of the Company or will become a core connected person of the Company immediately upon completion of the Share Offer; ‧

• ‧ are a close associate (as defined in the Listing Rules) of any of the ‧ above; or

• ‧ have been allocated or have applied for or indicated an interest in ‧ any Placing Shares or otherwise participated in the Placing.

• B. If you are a nominee You, as a nominee, may make more than one application for the Public Offer Shares by: (i) giving electronic instructions to HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in ‧ your own name on behalf of different beneficial owners.

agree that the shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your investor participant stock account or the stock account of your designated CCASS participant;

• C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are joint ‧ applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act: ‧ undertake to execute all relevant documents and instruct and authorise the Company, and/or the Joint Bookrunners (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in the name of HKSCC Nominees as required by the Articles of Association;

• ‧ agree to comply with the Companies Law, the Companies Ordinance, ‧ Companies (Winding up and Miscellaneous Provisions) Ordinance and the Memorandum and Articles of Association; ‧

• ‧ confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them; ‧

• ‧ confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus ‧ in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;

• ‧ confirm that you are aware of the restrictions on the Share Offer in the ‧ Prospectus;

• ‧ agree that none of the Company, the Sole Sponsor, the Joint Bookrunners, the Joint Lead Managers, the Underwriters, their respective directors, officers, employees, partners, agents, advisers or any other parties involved in the Share Offer is or will be liable for any information and ‧ representations not in the Prospectus (and any supplement to it);

• ‧ undertake and confirm that you or the person(s) for whose benefit you have made the application have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an interest for, any of the Placing Shares under the Placing nor participated in the Placing;

• ‧ agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted shares issued in the name of HKSCC Nominees or not to accept such allotted shares for deposit into CCASS; (2) to cause such allotted shares to be withdrawn from CCASS and issued in your name at your own risk and costs; and (3) to cause such allotted shares to be issued in your name (or, if you are a joint applicant, to the first-named applicant) and in such a case, to post the certificates for such allotted shares at your own risk to the address on your application form by ordinary post or to make available the same for your collection;

• ‧ agree that each of HKSCC and HKSCC Nominees may adjust the number of allotted shares issued in the name of HKSCC Nominees;

• ‧ agree that neither HKSCC nor HKSCC Nominees shall have any liability for the information and representations not so contained in the Prospectus and this Application Form;

• ‧ agree that neither HKSCC nor HKSCC Nominees shall be liable to you in any way;

• ‧ declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;

  • understand that the Company, the Sole Sponsor, the Joint Bookrunners, the Joint Lead Managers and the Underwriters will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Public Offer Shares to you and that you may be prosecuted for making a false declaration; (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC onto the HK eIPO White Form Service Provider by you or by any one as your agent or by any other person; and

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

• ‧ (if you are making the application as an agent for the benefit of another Share Offer[—] The Public Offer[—] Reallocation” in the Prospectus. In particular, person) warrant that (i) no other application has been or will be made by the Joint Bookrunners (for themselves and on behalf of the Underwriters) may you as agent for or for the benefit of that person or by that person or by reallocate Offer Shares from the Placing to the Public Offer to satisfy valid any other person as agent for that person on a WHITE or YELLOW applications under the Public Offer. In accordance with Guidance Letter HKEXApplication Form or by giving electronic application instructions to GL91[–] 18 issued by the Stock Exchange, if such reallocation is done other than HKSCC; and (ii) you have due authority to sign this Application Form or pursuant to Practice Note 18 of the Listing Rules, the maximum total number give electronic application instructions on behalf of that other person as of Offer Shares that may be reallocated to the Public Offer following such their agent. reallocation shall be not more than double the initial allocation to the Public Offer (i.e. 12,500,000 Offer Shares); and the final Offer Price shall be fixed at the low end

• D. Power of attorney of the indicated Offer Price range stated in the Prospectus (i.e. HK$2.00 per Offer If your application is made through an authorised attorney, the Company, the Share). Sole Sponsor, the Joint Bookrunners and the Joint Lead Managers may accept or reject your application at their discretion, and on any conditions they think fit, If your application for Public Offer Shares is successful (in whole or in part) including evidence of the attorney’s authority. If your application is wholly or partially successful, your Share certificate(s) (subject to their becoming valid certificates of title provided that the Public Offer

• Allocation of the Public Offer Shares[—] Pools A and B has become unconditional and not having been terminated at 8:00 a.m. on Friday, The total number of Public Offer Shares available under the Public Offer will 18 October 2019) will be issued in the name of HKSCC Nominees and deposited initially be divided equally into two pools for allocation purposes as follows directly into CCASS for credit to your CCASS Investor Participant stock account (subject to adjustment of odd lot size):: or the stock account of your designated CCASS Participant as instructed by (i) Pool A: The Public Offer Shares in Pool A will be allocated on an equitable you in your Application Form on Thursday, 17 October 2019 or, in the event of basis to applicants who have applied for Public Offer Shares each with a contingency, on any other date as shall be determined by HKSCC or HKSCC a total subscription amount (excluding brokerage fee, Stock Exchange Nominees. trading fee and SFC transaction levy) of HK$5 million or less. ‧ If you are applying through a designated CCASS Participant (other than a

• (ii) Pool B: The Public Offer Shares in Pool B will be allocated on an equitable CCASS Investor Participant): For Public Offer Shares credited to the stock basis to applicants who have applied for Public Offer Shares each with account of your designated CCASS Participant (other than a CCASS a total subscription amount (excluding brokerage fee, Stock Exchange Investor Participant), you can check the number of Public Offer Shares trading fee and SFC transaction levy) of more than HK$5 million and up allotted to you with that CCASS Participant. to the value of Pool B. ‧ If you are applying as a CCASS Investor Participant: The Company

• Applicants should be aware that applications in Pool A and Pool B are likely to expects to publish the results of CCASS Investor Participants’ applications receive different allocation ratios. If Public Offer Shares in one pool (but not both together with the results of the Public Offer on Thursday, 17 October pools) are under-subscribed, the surplus Public Offer Shares will be transferred to 2019. You should check the announcement published by the Company the other pool to satisfy demand in that other pool and be allocated accordingly. and report any discrepancies to HKSCC before 5:00 p.m. on Thursday, Allocation of Shares to investors under the Public Offer will be based solely on the 17 October 2019 or such other date as shall be determined by HKSCC level of valid applications received under the Public Offer. The basis of allocation or HKSCC Nominees. Immediately after the credit of the Public Offer may vary, depending on the number of Public Offer Shares validly applied for Shares to your stock account you can check your new account balance by applicants. The allocation of Public Offer Shares could, where appropriate, via the CCASS Phone System and CCASS Internet System (under the consist of balloting, which would mean that some applicants may receive a higher procedures contained in HKSCC’s “An Operating Guide for Investor allocation than others who have applied for the same number of Public Offer Participants” in effect from time to time). HKSCC will also make available Shares, and those applicants who are not successful in the ballot may not receive to you an activity statement showing the number of Public Offer Shares any Public Offer Shares. Applicants can only receive an allocation of Public credited to your stock account.

The total number of Public Offer Shares available under the Public Offer will initially be divided equally into two pools for allocation purposes as follows (subject to adjustment of odd lot size)::

Applicants should be aware that applications in Pool A and Pool B are likely to receive different allocation ratios. If Public Offer Shares in one pool (but not both pools) are under-subscribed, the surplus Public Offer Shares will be transferred to the other pool to satisfy demand in that other pool and be allocated accordingly. Allocation of Shares to investors under the Public Offer will be based solely on the level of valid applications received under the Public Offer. The basis of allocation may vary, depending on the number of Public Offer Shares validly applied for by applicants. The allocation of Public Offer Shares could, where appropriate, consist of balloting, which would mean that some applicants may receive a higher allocation than others who have applied for the same number of Public Offer Shares, and those applicants who are not successful in the ballot may not receive any Public Offer Shares. Applicants can only receive an allocation of Public Offer Shares from either Pool A or Pool B but not from both pools. Multiple or suspected multiple applications within either pool or between pools and any application for more than 3,124,000 Public Offer Shares will be rejected. Each applicant under the Public Offer will also be required to give an undertaking and confirmation in the Application Form submitted by him that he and any person(s) for whose benefit he is making the application have not received any Shares under the Placing, and such applicant’s application is liable to be rejected if the said undertaking and/or confirmation is breached and/or untrue (as the case may be).

No receipt will be issued for application money paid. The Company will not issue temporary documents of title.

Refund of your application money

If you do not receive any Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. The refund procedures are stated in the “14. Despatch/Collection of share certificates and refund monies” in the “How to Apply for Public Offer Shares” section of the Prospectus.

Determination of Offer Price and Allocation of Public Offer Shares The Offer Price is expected to be fixed on or around Tuesday, 8 October 2019. Applicants are required to pay the maximum Offer Price of HK$2.50 for each Public Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is not agreed between the Company and the Joint Bookrunners (for themselves and on behalf of the Underwriters) on or before Friday, 11 October 2019, the Share Offer will not proceed.

Effect of the Information You Give to Tricor Investor Services Limited

Tricor Investor Services Limited and its related bodies’ corporate, directors, officers, employees and agents (“ Representatives ”) expressly disclaim and exclude to the maximum extent permitted by law any liability for any loss or damage suffered or incurred by the applicant or any other person or entity however caused relating in any way to, or connected with, any information provided by or on behalf of the applicant on or in connection with this document or any services provided hereunder, or any other written or oral communication provided by or on behalf of the applicant in connection with this document or any services provided hereunder. This includes, without limitation, any errors or omissions in such information however caused, or the Representatives or any other person or entity placing any reliance on such information or any documentation, image, recording or reproduction of such information, or its accuracy, completeness, currency or reliability.

Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the application lists close. The Company expects to announce the final Offer Price, the level of indication of interest in the Placing, the level of applications of the Public Offer and the basis of allocation under the Public Offer on Thursday, 17 October 2019 on the Company’s website at www.szxinken.com and the website of the Stock Exchange at www.hkexnews.hk . Results of allocations in the Public Offer, and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be available on the above websites. The allocation of Offer Shares between the Public Offer and the Placing is subject to reallocation as detailed in the section headed “Structure and Conditions of the

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的公開發售 股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

信懇智能控股有限公司 （於開曼群島註冊成立之有限公司）

股份發售

• ‧ 同意在本公司、香港股份過戶登記分處、收款銀行、獨家保 薦人、聯席賬簿管理人、聯席牽頭經辦人、包銷商及╱或彼 等各自的顧問及代理提出要求時，向彼等披露其所要求提 供有關 閣下及 閣下為其利益提出申請的人士的任何個人 資料；

申請條件

甲、 可提出申請的人士

1. 閣下及 閣下為其利益提出申請的人士必須年滿18歲並有香 港地址。

2. 如 閣下為商號，申請須以個別成員名義提出。 ‧ 如香港境外任何地方的法例適用於 閣下的申請，則同意及 3. 聯名申請人不得超過四名。 保證 閣下已遵守所有有關法例，且本公司、獨家保薦人、 4. 如 閣下為法人團體，申請須經獲正式授權人員簽署，並註 聯席賬簿管理人、聯席牽頭經辦人、包銷商和彼等各自任何 明其所屬代表身份及蓋上公司印鑑。 高級職員或顧問概不會因接納 閣下的購買要約，或 閣下

3. 閣下必須身處美國境外，並非美國人士（定義見美國證券法 根據招股章程及本申請表格所載的條款及條件應有的權利 S規例），亦非中國法人或自然人。 及責任所引致的任何行動，而違反香港境外的任何法例；

4. 除上市規則批准外，下列人士概不得申請認購任何公開發 ‧ 同意 閣下的申請一經接納，即不得因無意的失實陳述而撤 售股份： 銷； ‧ ‧ 本公司及╱或其任何附屬公司股份的現有實益擁有 同意 閣下的申請受香港法例管轄； 人； ‧ 聲明、保證及承諾：(i) 閣下明白公開發售股份不曾亦不會

‧ 本公司及╱或其任何附屬公司的董事或最高行政人 根據美國證券法登記；及(ii) 閣下及 閣下為其利益申請公 員； 開發售股份的人士均身處美國境外（定義見S規例），或屬S

‧ 本公司核心關連人士（定義見上市規則）或緊隨股份發 規例第902條第(h)(3)段所述的人士； ‧

售完成後將成為本公司核心關連人士的人士； 保證 閣下提供的資料真實及準確；

‧ ‧ 上述任何人士的緊密聯繫人（定義見上市規則）；或 同意接納所申請數目或根據申請分配予 閣下但數目較少的

‧ 已獲分配或已申請認購或表示有意認購任何配售股份 公開發售股份； ‧

或以任何方式參與配售的人士。 授權本公司將香港結算代理人的名稱列入本公司股東名冊， 作為 閣下獲分配的任何公開發售股份的持有人，並授權

乙、 如 閣下為代名人 本公司及╱或其代理將任何股票存入中央結算系統及╱或 閣下作為代名人可提出超過一次公開發售股份申請，方法是：(i) 以普通郵遞方式按申請所示地址向 閣下或聯名申請的排 透過中央結算及交收系統（「 中央結算系統 」）向香港結算發出電子 名首位申請人寄發任何退款支票，郵誤風險由 閣下承擔， 認購指示（如 閣下為中央結算系統參與者）；或(ii)使用 白色 或 黃 惟 閣下合資格親身領取退款支票則除外； ‧

色 申請表格，以自身名義代表不同的實益擁有人提交超過一份申 同意獲配發的股份是以香港結算代理人的名義發行，並直 請。 接存入中央結算系統，以便記存於 閣下的投資者戶口持有 人股份戶口或 閣下的指定中央結算系統參與者股份戶口；

‧

丙、 填交本申請表格的效用 同意香港結算及香港結算代理人各自保留權利(1)不接納以香 閣下填妥並遞交本申請表格，即表示 閣下（如屬聯名申請人，即 港結算代理人名義發行的該等獲配發的任何或部分股份， 各人共同及個別）代表 閣下本身，或作為 閣下代其行事的每位 或不接納該等獲配發的股份存入中央結算系統；(2)安排該等 人士的代理或代名人： 獲配發的股份從中央結算系統提取，並轉入 閣下名下，有 ‧ 承諾簽立所有相關文件，並指示及授權本公司及╱或作為本 關風險及費用概由 閣下自行承擔；及(3)安排該等獲配發的 公司代理的聯席賬簿管理人（或其代理或代名人），代表 閣 股份以 閣下名義發行（或如屬聯名申請人，則以排名首位申 下簽立任何文件，並按照組織章程細則的規定代表 閣下 請人的名義發行），而在此情況下，會以普通郵遞方式將該 辦理一切必要事宜以將 閣下獲分配的任何公開發售股份 等獲配發股份的股票寄往 閣下在申請表格上所示地址（郵 以香港結算代理人的名義登記； 誤風險概由 閣下自行承擔）或提供該等股票予 閣下領取；

• ‧ 承諾簽立所有相關文件，並指示及授權本公司及╱或作為本 公司代理的聯席賬簿管理人（或其代理或代名人），代表 閣 下簽立任何文件，並按照組織章程細則的規定代表 閣下 辦理一切必要事宜以將 閣下獲分配的任何公開發售股份 以香港結算代理人的名義登記；

• ‧ ‧ 同意遵守公司法、公司條例、公司（清盤及雜項條文）條例及 組織章程大綱及細則；

• ‧ ‧ 確認 閣下已細閱招股章程及本申請表格所載的條款及條 件以及申請程序，並同意受其約束；

• ‧ ‧ 確認 閣下已接獲及細閱招股章程，提出申請時也僅依據 招股章程載列的資料及陳述，而除招股章程任何補充文件 ‧

• 所載者外，不會依賴任何其他資料或陳述；

• 同意香港結算及香港結算代理人均可調整以香港結算代理 人名義發行的獲配發股份數目；

• 同意香港結算及香港結算代理人對招股章程及本申請表格 未有載列的資料及陳述概不負責；

• 同意香港結算及香港結算代理人無論如何不須對 閣下負 責；

• 聲明及表示此乃 閣下為本身或 閣下為其利益提出申請的 人士所提出及擬提出的唯一申請；

• ‧ 確認 閣下知悉招股章程內有關股份發售的限制；

• ‧ 同意本公司、獨家保薦人、聯席賬簿管理人、聯席牽頭經辦 人、包銷商、彼等各自的董事、高級職員、僱員、合夥人、 代理、顧問或參與股份發售的任何其他人士現時及日後均 毋須對並非載於招股章程（及其任何補充文件）的任何資料 及陳述負責；

  • 明白本公司、獨家保薦人、聯席賬簿管理人、聯席牽頭經辦 人及包銷商將依據 閣下的聲明及陳述而決定是否向 閣 下配發任何公開發售股份， 閣下如作出虛假聲明，可能會 被檢控；

• ‧ （如本申請是為 閣下本身利益提出）保證 閣下或作為 閣 下代理的任何人士或任何其他人士不曾亦不會為 閣下利益 而以 白色 或 黃色 申請表格或向 網上白表 服務供應商或香港 結算發出電子認購指示而提出其他申請；及

• ‧ 承諾及確認 閣下或 閣下為其利益提出申請的人士並無申 請或接納或表示有意認購（亦不會申請或接納或表示有意認 購）配售的任何配售股份，也沒有參與配售；

‧

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的公開發售 股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

• ‧ （如 閣下作為代理為另一人士的利益提出申請）保證(i) 閣 下（作為代理或為該人士利益）或該人士或任何其他作為該人 士代理的人士不曾亦不會以 白色 或 黃色 申請表格或向香港結 算發出電子認購指示而提出其他申請；及(ii) 閣下獲正式授 權作為該人士的代理代為簽署本申請表格或發出電子認購 指示。

根據聯交所發出的指引信HKEX-GL91[–] 18，倘有關重新分配並非 根據上市規則第18項應用指引進行，於有關重新分配後可重新分 配至公開發售的發售股份總數上限不得超過原先分配至公開發售 的股數的兩倍（即12,500,000股發售股份）；及最終發售價應定為招 股章程所列的指示發售價範圍的下限（即每股發售股份2.00港元）。

如 閣下成功申請認購公開發售股份（全部或部分）

丁、 授權書 如 閣下的申請全部或部分獲接納， 閣下的股票（前提是到2019 如 閣下透過授權代理人提出申請，本公司、獨家保薦人、聯席 年10月18日（星期五）上午八時正公開發售成為無條件而並無終止， 賬簿管理人及聯席牽頭經辦人可按其認為合適的任何條件（包括 股票成為有效的所有權證明）將以香港結算代理人名義發出，並 出示代理人獲授權證明）酌情接納或拒絕 閣下的申請。 按 閣下在申請表格的指示於2019年10月17日（星期四）或在特別情 況下由香港結算或香港結算代理人決定的任何其他日期直接存入 分配公開發售股份[[—]] 甲組及乙組 中央結算系統，記存於 閣下的中央結算系統投資者戶口持有人 為進行分配，根據公開發售可供認購的公開發售股份總數將初步 股份戶口或 閣下指定的中央結算系統參與者股份戶口。 ‧ 平均分為以下兩組（可按零碎股作出調整）： 如 閣下透過中央結算系統投資者戶口持有人以外的指定中 (i) 甲組：甲組的公開發售股份將按公平基準分配予每名申請公 央結算系統參與者提出申請：公開發售股份將存入 閣下指 開發售股份的總認購金額（不包括經紀佣金、聯交所交易費 定的中央結算系統參與者（非中央結算系統投資者戶口持有 及證監會交易徵費）為5百萬港元或以下的申請人。 人）股份戶口， 閣下可向該中央結算系統參與者查詢 閣 (ii) 乙組：乙組的公開發售股份將按公平基準分配予每名申請 下獲配發的公開發售股份數目。

丁、 授權書

如 閣下透過授權代理人提出申請，本公司、獨家保薦人、聯席 賬簿管理人及聯席牽頭經辦人可按其認為合適的任何條件（包括 出示代理人獲授權證明）酌情接納或拒絕 閣下的申請。

分配公開發售股份[[—]] 甲組及乙組

• (ii) 乙組：乙組的公開發售股份將按公平基準分配予每名申請 ‧

• 公開發售股份的總認購金額（不包括經紀佣金、聯交所交易 費及證監會交易徵費）為5百萬港元以上但不超過乙組價值的5百萬港元以上但不超過乙組價值的百萬港元以上但不超過乙組價值的 申請人。

• ‧

• 公開發售股份的總認購金額（不包括經紀佣金、聯交所交易 如 閣下以中央結算系統投資者戶口持有人身份提出申請： 費及證監會交易徵費）為5百萬港元以上但不超過乙組價值的5百萬港元以上但不超過乙組價值的百萬港元以上但不超過乙組價值的 本公司預期於2019年10月17日（星期四）刊登中央結算系統投 申請人。 資者戶口持有人的申請結果及公開發售的結果。 閣下應查

• 申請人應留意，甲組及乙組申請的分配比例或會不同。倘公開發 閱本公司刊發的公告，如有任何資料不符，請於2019年10月 售股份其中一組（而非兩組）出現認購不足的情況，則餘下公開發 17日（星期四）下午五時正前或香港結算或香港結算代理人決 售股份將轉撥往另一組以滿足該組的需求，並作出相應分配。根 定的任何其他日期前知會香港結算。緊隨公開發售股份存 據公開發售向投資者分配股份將完全依據公開發售所收到有效申 入 閣下的股份戶口後， 閣下即可透過「結算通」電話系統 請水平進行。分配基準可視乎申請人有效申請之公開發售股份數 及中央結算系統互聯網系統（根據香港結算不時生效的《投 目進行調整。在適當情況下，可能會在分配公開發售股份過程中 資者戶口操作簡介》所載程序）查詢 閣下的新戶口結餘。香 進行抽籤，因而對於申請認購相同數目之公開發售股份申請人， 港結算亦將向 閣下提供一份活動結單，列出存入 閣下股 部分申請人所獲分配之股份數目可能較其他申請人為高，且未能 份戶口的公開發售股份數目。 在抽籤時中籤之申請人，將可能無法獲得任何公開發售股份。申 本公司不會就申請時繳付的款項發出收據，亦不會發出臨時所有 請人僅可獲分配甲組或乙組的公開發售股份，而不可兩者兼得。 權文件。 其中一組或兩組之間的重複申請或疑屬重複申請，以及認購超過 3,124,000股公開發售股份的任何申請，將被拒絕受理。公開發售 退回申請款項 之每名申請人亦須在遞交之申請表格上承諾及確認，其及為其利 若 閣下未獲分配任何公開發售股份或申請僅部分獲接納，本公 益代為申請之人士並無獲發任何配售股份，而倘上述承諾及╱或 司將不計利息退回 閣下的申請股款（包括相關的1%經紀佣金、1%經紀佣金、經紀佣金、 確認有違反及╱或失實之情況（視乎情況而定），則該申請人之申 0.0027%證監會交易徵費及0.005%聯交所交易費）。倘發售價低於證監會交易徵費及0.005%聯交所交易費）。倘發售價低於0.005%聯交所交易費）。倘發售價低於聯交所交易費）。倘發售價低於 請將不予受理。 最高發售價，本公司將不計利息向 閣下退回多繳申請股款（包括

若 閣下未獲分配任何公開發售股份或申請僅部分獲接納，本公 司將不計利息退回 閣下的申請股款（包括相關的1%經紀佣金、1%經紀佣金、經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所交易費）。倘發售價低於證監會交易徵費及0.005%聯交所交易費）。倘發售價低於0.005%聯交所交易費）。倘發售價低於聯交所交易費）。倘發售價低於 最高發售價，本公司將不計利息向 閣下退回多繳申請股款（包括 相關的1%經紀佣金、0.0027%證監會交易徵費及0.005% 聯交所交 易費）。

釐定發售價及公開發售股份的分配 預期發售價於2019年10月8日（星期二）或前後釐定。申請人須繳付最 高發售價每股公開發售股份2.50港元，另加1%經紀佣金、0.0027% 證監會交易徵費及0.005%聯交所交易費。倘若本公司與聯席賬簿 管理人（為彼等本身及代表包銷商）並無於2019年10月11日（星期五） 或之前協定發售價，股份發售將不會進行。 截止登記認購申請前，概不處理公開發售股份的申請或配發任何 公開發售股份。 本公司預期於2019年10月17日（星期四）在本公司網站( www.szxinken.com ) 及聯交所網站( www.hkexnews.hk )公佈最終發售價、配售踴躍程度 水平、公開發售的申請水平及公開發售分配基準。公開發售的分 配結果以及獲接納申請人的香港身份證╱護照╱香港商業登記號 碼（如適用）亦同於上述網站公佈。

有關退款程序載於招股章程「如何申請公開發售股份」一節「14.發 送╱領取股票及退回股款」內。

閣下提供給卓佳證券登記有限公司的資訊的有關影響

卓佳證券登記有限公司和其有關連的法人團體、董事、高級人 員、僱員及代理人（「 代表 」）在法律所容許的最大限度內明確卸棄 及免除在任何方面與申請人或代表申請人在此文件提供的或與此 文件或在此文件下提供的任何服務相關的任何資料，或任何申請 人或代表申請人提供與此文件或在此文件下提供的任何服務相關 的任何其他書面或口頭通訊，有關或相關由申請人或任何其他人 士或實體所遭受或招致不論如何造成的任何損失或損害的任何 法律責任。此包括，但不限於，該等資料中不論如何造成的任何 錯誤或遺漏，或代表或任何其他人士或實體對該等資料或任何該 等資料的文件記錄、影像、記錄或複製品作出的任何依據，或其 準確性、完整性、合時性或可靠性。

• 公開發售與配售之間的發售股份分配可按招股章程「股份發售的 架構及條件－公開發售－重新分配」一節所詳述者予以重新分配。 尤其是，聯席賬簿管理人（為彼等本身及代表包銷商）可將發售股份 自配售重新分配至公開發售，以應付公開發售項下的有效申請。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Personal Data

and/or any other purposes to which the securities’ holders may from time to time agree.

Personal Information Collection Statement

This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and its Hong Kong Branch Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”).

3. Transfer of personal data Personal data held by the Company and its Hong Kong Branch Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Branch Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to any of the following:

1. Reasons for the collection of your personal data It is necessary for applicants and registered holders of securities to supply correct personal data to the Company or its agents and the Hong Kong Branch Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Branch Share Registrar.

• the Company’s appointed agents such as financial advisers, receiving banks and overseas principal share registrar;

• where applicants for securities request a deposit into CCASS, HKSCC or HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;

• • any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other services to the Company or the Hong Kong Branch Share Registrar in connection with their respective business operation;

• • the Stock Exchange, the SFC and any other statutory regulatory or governmental bodies or otherwise as required by laws, rules or regulations; and

Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company or its Hong Kong Branch CCASS; Share Registrar to effect transfers or otherwise render • their services. It may also prevent or delay registration or transfers of the Public Offer Shares which you have successfully applied for and/or the despatch of share certificate(s) and/or refund cheque(s) to which you are entitled. • It is important that securities holders inform the Company and the Hong Kong Branch Share Registrar immediately of any inaccuracies in the personal data supplied. • 2. Purposes The personal data of the securities holders may be held and processed, for the following purposes: 4. Retention of personal data

• any persons or institutions with which the securities’ holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc.

• processing your application and refund cheque, where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Public Offer Shares;

• • compliance with applicable laws and regulations in Hong Kong and elsewhere;

The Company and its Hong Kong Branch Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.

• registering new issues or transfers into or out of the names of securities’ holders including, where applicable, HKSCC Nominees;

• • maintaining or updating the register of securities’ holders of the Company;

• • verifying securities holders’ identities; • establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues, bonus issues, etc.;

• • distributing communications from the Company and its subsidiaries;

5. Access to and correction of personal data

Securities holders have the right to ascertain whether the Company or the Hong Kong Branch Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Branch Share Registrar have the right to charge a reasonable fee for the processing of such requests. All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Branch Share Registrar for the attention of the privacy compliance officer.

• compiling statistical information and shareholder profiles;

• disclosing relevant information to facilitate claims on entitlements; and

• any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Branch Share Registrar to discharge their obligations to securities’ holders and/or regulators

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的公開發售 股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

個人資料

及╱或證券持有人可能不時同意的任何其他 用途。

個人資料收集聲明

此項個人資料收集聲明是向公開發售股份的申請 人和持有人說明有關本公司及其香港股份過戶登 記分處有關個人資料和香港法例第486章《個人資486章《個人資章《個人資 料（私隱）條例》（「（「 條例 」）方面的政策和措施。

• 記分處有關個人資料和香港法例第486章《個人資486章《個人資章《個人資 3. 轉交個人資料 料（私隱）條例》（「（「 條例 」）方面的政策和措施。 本公司及其香港股份過戶登記分處所持有關證 券持有人的個人資料將會保密，但本公司及其香

• 1. 收集 閣下個人資料的原因 港股份過戶登記分處可以在為作上述任何用途之 證券申請人及登記持有人以本身名義申請證券或 必要情況下，向下列任何人士披露、取得或轉交 轉讓或受讓證券時或尋求香港股份過戶登記分 （無論在香港境內或境外）有關個人資料： 處的服務時，必須向本公司或其代理人及香港股 • 本公司委任的代理人，例如財務顧問、收款 份過戶登記分處提供準確個人資料。 銀行和海外股份過戶登記總處；

• 未能提供所要求的資料可能導致 閣下申請證券 • （如證券申請人要求將證券存入中央結算系 被拒或延遲，或本公司或其香港股份過戶登記分 統）香港結算或香港結算代理人，其將會就 處無法進行過戶或提供服務。此舉也可能妨礙或 中央結算系統的運作使用有關個人資料； 延遲登記或轉讓 閣下成功申請的公開發售股份 • 向本公司或香港股份過戶登記分處提供與其 及╱或寄發 閣下應得的股票及╱或退款支票。 各自業務營運有關的行政、電訊、電腦、付 證券持有人所提供的個人資料如有任何錯誤，須 款或其他服務的任何代理人、承包商或第三 立即通知本公司及香港股份過戶登記分處。 方服務供應商； • 聯交所、證監會及任何其他法定監管機關或

• 2. 用途 政府部門或法例、規則或法規規定的其他機 證券持有人的個人資料可作以下用途持有及處 構；及 理： • 證券持有人與其進行或擬進行交易的任何人 • 處理 閣下的申請及退款支票（如適用）、核 士或機構，例如彼等的銀行、律師、會計師 實是否符合本申請表格及招股章程載列的條 或股票經紀等。 款和申請程序以及公佈公開發售股份的分配 結果； 4. 個人資料的保留

• • 遵守香港及其他地區的適用法律及法規； 本公司及其香港股份過戶登記分處將按收集個 • 以證券持有人（包括香港結算代理人（如適用）） 人資料所需的用途保留證券申請人及持有人的個 的名義登記新發行證券或轉讓或受讓證券； 人資料。無需保留的個人資料將會根據條例銷

• • 存置或更新本公司證券持有人的名冊； 毀或處理。

• 核實證券持有人的身份；

• • 確定本公司證券持有人的受益權利，例如股 5. 查閱和更正個人資料 息、供股、紅股等；

• • 分發本公司及其附屬公司的通訊； • 編製統計數據和股東資料； • 披露有關資料以便就權益索償；及 • 與上述有關的任何其他附帶或相關用途及╱ 要求收取合理費用。 或使本公司及香港股份過戶登記分處能履行 對證券持有人及╱或監管機構承擔的責任

證券持有人有權確定本公司或香港股份過戶登記 分處是否持有其個人資料，並有權索取有關該資 料的副本並更正任何不準確資料。本公司和香港 股份過戶登記分處有權就處理任何查閱資料的 要求收取合理費用。

所有查閱資料或更正資料的要求應按招股章程 「公司資料」一節所披露或不時通知的本公司註冊 地址向公司秘書或本公司的香港股份過戶登記分 處屬下的個人資料私隱事務主任提出。

閣下簽署申請表格或向香港結算發出電子認購指 示，即表示同意上述各項。

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