Comtec Solar Systems Group Limited — Regulatory Filings 2018

Sep 3, 2018

For Main Board and GEM listed issuers

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Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 31/08/2018

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer Comtec Solar Systems Group Limited (the “ Company ”) Date Submitted 3 Sep 2018

I. Movements in Authorised Share Capital

1. Ordinary Shares

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(1) Stock code : 712 Description : Ordinary Shares
Authorised share
No. of ordinary Par value capital
shares (HK$) (HK$)
Balance at close of preceding month 7,600,000,000 0.001 7,600,000
Increase/(decrease) NIL NIL
Balance at close of the month 7,600,000,000 0.001 7,600,000
(2) Stock code : N/A Description : N/A
Par value Authorised share
No. of ordinary (State capital
shares currency) (State currency)
Balance at close of preceding month N/A N/A N/A
Increase/(decrease)
Balance at close of the month N/A N/A N/A
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For Main Board and GEM listed issuers

2. Preference Shares

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Stock code : N/A Description : N/A
Par value Authorised share
No. of preference (State capital
shares currency) (State currency)
Balance at close of preceding month N/A N/A N/A
Increase/(decrease)
Balance at close of the month N/A N/A N/A
3. Other Classes of Shares
Stock code : N/A Description : N/A
Par value Authorised share
No. of other (State capital
classes of shares currency) (State currency)
Balance at close of preceding month N/A N/A N/A
Increase/(decrease)
Balance at close of the month N/A N/A N/A
Total authorised share capital at the end of the month (HK$) : 7,600,000
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For Main Board and GEM listed issuers

II. Movements in Issued Share Capital

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No. of ordinary shares No of preference No. of other classes
(1) (2) shares of shares
Balance at close of
preceding month 2,097,703,580 N/A N/A N/A
Increase/ (decrease)
during the month - N/A N/A N/A
Balance at close of the
month 2,097,703,580 N/A N/A N/A
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
Particulars of share No. of new shares of No. of new shares of
option scheme issuer issued during issuer which may be
including EGM the month pursuant issued pursuant thereto
approval date thereto as at close of the month
Movement during the month
(dd/mm/yyyy) and
class of shares
issuable Granted Exercised Cancelled Lapsed
1.Share Option
Scheme adopted
on 02/10/2009
Date of grant:
24/05/2010
Exercise price:
HK$1.49
Ordinary shares 0 0 0 0 0 2,240,000
(Note 1)
2. Pre-IPO Share
Option
Scheme adopted
on 02/06/2008
Date of grant:
03/08/2009 &
02/10/2009
Exercise price:
HK$2.51
Ordinary shares 0 0 0 0 0 512,020
(Note 1)
3. Share Option
Scheme adopted
on 02/10/2009
Date of grant:
28/06/2012
Exercise price:
HK$0.98
Ordinary shares 0 0 0 0 0 8,784,000
(Note 1)
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For Main Board and GEM listed issuers

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Particulars of share No. of new shares of No. of new shares of
option scheme issuer issued during issuer which may be
including EGM the month pursuant issued pursuant thereto
approval date thereto as at close of the month
Movement during the month
(dd/mm/yyyy) and
class of shares
issuable Granted Exercised Cancelled Lapsed
4. Share Option
Scheme adopted
on 02/10/2009
Date of grant:
27/12/2012
Exercise price:
HK$1.262
Ordinary shares 0 0 0 0 0 7,538,000
(Note 1)
5. Share Option
Scheme adopted
on 02/10/2009
Date of grant:
30/09/2013
Exercise price:
HK$1.87
Ordinary shares 0 0 0 0 0 4,020,000
(Note 1)
6. Share Option
Scheme adopted
on 02/10/2009
Date of grant:
31/03/2014
Exercise price:
HK$1.386
Ordinary shares 0 0 0 0 0 35,650,000
(Note 1)
7. Share Option
Scheme adopted
on 02/10/2009
Date of grant:
11/05/2015
Exercise price:
HK$1.39
Ordinary shares 0 0 0 0 0 59,800,000
(Note 1)
8. Share Option
Scheme adopted
on 02/10/2009
Date of grant:
26/06/2015
Exercise price:
HK$1.50
Ordinary shares 0 0 0 0 0 20,000,000
(Note 1)
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For Main Board and GEM listed issuers

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Particulars of share No. of new shares of No. of new shares of
option scheme issuer issued during issuer which may be
including EGM the month pursuant issued pursuant thereto
approval date thereto as at close of the month
Movement during the month
(dd/mm/yyyy) and
class of shares
issuable Granted Exercised Cancelled Lapsed
9. Share Option
Scheme adopted
on 02/10/2009
Date of grant:
25/11/2015
Exercise price:
HK$0.736
Ordinary shares 0 0 0 0 0 59,000,000
(Note 1)
10. Share Option
Scheme adopted
on 02/10/2009
Date of grant:
09/09/2016
Exercise price:
HK$0.56
Ordinary shares 0 0 0 0 0 89,000,000
(Note 1)
11. Share Option
Scheme adopted
on 02/10/2009
Date of grant:
02/05/2017
Exercise price:
HK$0.335
Ordinary shares 0 0 0 0 0 21,525,000
(Note 1)
12. Share Option
Scheme adopted
on 02/10/2009
Date of grant:
15/06/2018
Exercise price:
HK$0.151
Ordinary shares 0 0 0 0 0 8,343,087
(Note 1)
Total A. (Ordinary shares) 0
(Preference shares) N/A
(Other class) N/A
Total funds raised during the month from exercise of
Option (State currency) -
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For Main Board and GEM listed issuers

Warrants to Issue Shares of the Issuer which are to be Listed

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No. of new No. of new
shares of shares of
issuer issuer which
issued may be issued
during the pursuant
month thereto as at
Currency of Nominal value at Exercised Nominal value at pursuant close of the
Description of warrants nominal close of during the close of the thereto month
(Date of expiry - dd/mm/yyyy) value preceding month month month
1. N/A
( / / )
Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
2. N/A
( / / )
Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy) ( / / )
3. N/A
( / / )
Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy) ( / / )
4. N/A
( / / )
Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy) ( / / )
Total B. (Ordinary shares) 0
(Preference shares) N/A
(Other class) N/A
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For Main Board and GEM listed issuers

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

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No. of new No. of new
shares of shares of
issuer issued issuer which
during the may be issued
month pursuant
pursuant thereto as at
Currency of Amount at close Converted Amount at thereto close of the
amount of preceding during the close of the month
Class and description outstanding month month month
1. Non-listed 10% convertible USD 10,000,000 0 10,000,000 451,137,931
Bonds due on 31 Jul 2021 (subject to
Adjustment)
Stock code (if listed) N/A
Class of shares
issuable (Note 1) Ordinary
Subscription price HK$0.174
EGM approval date
(if applicable)
(dd/mm/yyyy)) ( 27/07/2018)
2. N/A
Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy) ( / / )
3. N/A
Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy) ( / / )
4. N/A
Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy) ( / / )
Total C. (Ordinary shares) 0
(Preference shares) N/A
(Other class) N/A
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For Main Board and GEM listed issuers

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

than under Share Option Schemes)	than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable:		No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1. 2. 3.		N/A N/A N/A
	( / / )
	shares_(Note 1)_
	( / / )
	shares_(Note 1)_
	( / / )
	shares_(Note 1)_
	Total D. (Ordinary shares)
	(Preference shares)
	(Other class)

For Main Board and GEM listed issuers

Other Movements in Issued Share Capital

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No. of new No. of new
shares of issuer shares of
issued during issuer which
the month may be
pursuant thereto issued
pursuant
thereto as at
close of the
Type of Issue month
Class of shares issuable _
(Note 1)
1. Rights issue At price : [State ] Issue and allotment ( / / )
currency date : (dd/mm/yyyy)
( / / )
EGM approval date:
(dd/mm/yyyy)
N/A
Class of shares issuable _
(Note 1)
2. Open offer At price : [State ] Issue and allotment ( / / )
currency date : (dd/mm/yyyy)
( / / )
EGM approval date:
(dd/mm/yyyy)
N/A
Class of shares issuable _
(Note 1)
3. Placing At price : [State ] Issue and allotment ( / / )
currency date : (dd/mm/yyyy)
( / / )
AGM approval date:
(dd/mm/yyyy)
N/A
Class of shares issuable _
(Note 1)
Issue and allotment ( / / )
4. Bonus issue
date : (dd/mm/yyyy)
( / / )
EGM approval date:
(dd/mm/yyyy)
N/A
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For Main Board and GEM listed issuers

No. of new No. of new shares of issuer shares of issued during issuer which the month may be pursuant thereto issued pursuant thereto as at close of the month

Type of Issue

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Class of shares issuable _
(Note 1)
5. Scrip dividend At price : [State ] Issue and allotment ( / / )
currency date : (dd/mm/yyyy)
( / / )
EGM approval date:
(dd/mm/yyyy)
N/A
Class of shares _
repurchased (Note 1)
6. Repurchase of Cancellation date : ( / / )
shares (dd/mm/yyyy)
( / / )
EGM approval date:
(dd/mm/yyyy)
N/A
Class of shares __
redeemed (Note 1)
7. Redemption of Redemption date : ( / / )
shares (dd/mm/yyyy)
( / / )
EGM approval date:
(dd/mm/yyyy)
N/A
Class of shares issued _Ordinary__
(Note 1)
HK$
Issue and allotment : ( / / )
8. Consideration issue At price : [State ] HK$ (dd/mm/yyyy)
currency
( / / )
EGM approval date:
(dd/mm/yyyy)
( / / )
N/A
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For Main Board and GEM listed issuers
No. of new No. of new
shares of issuer shares of
issued during issuer which
the month may be
pursuant thereto issued
pursuant
thereto as at
close of the
Type of Issue month
Class of shares issuable _
(Note 1)
9. Capital Issue and allotment ( / / )
reorganisation date : (dd/mm/yyyy)
( / / )
EGM approval date:
(dd/mm/yyyy)
N/A
Class of shares issuable _
(Note 1)
10. Other
(Please specify) Issue and allotment ( / / )
date : (dd/mm/yyyy)
( / / )
EGM approval date:
(dd/mm/yyyy) N/A
Total E. (Ordinary shares) N/A
(Preference shares) N/A
(Other class) N/A
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N/A
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1)
N/A
(2)
N/A
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):
N/A
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):
(These figures should be the same as the relevant figures under II above (“Movements in Issued Share Capital”).)
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For Main Board and GEM listed issuers

Remarks (if any):

Submitted by: Chau Kwok Keung

Title: Director (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.