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COMPX INTERNATIONAL INC — Director's Dealing 2014
Feb 26, 2014
33318_dirs_2014-02-26_95c4a9de-3a78-4d01-bda8-2dad8cf35a06.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: COMPX INTERNATIONAL INC (CIX)
CIK: 0001049606
Period of Report: 2013-12-28
Reporting Person: Harold C. Simmons Family Trust No. 2 (10% Owner)
Reporting Person: Harold C. Simmons Family Trust No. 1 (10% Owner)
Reporting Person: Simmons Annette C (10% Owner)
Reporting Person: Simmons Lisa K (10% Owner)
Reporting Person: CONNELLY SERENA S (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock, par value $0.125 per share | 755104 | Indirect |
| Class A Common Stock, par value $0.125 per share | 5900 | Indirect |
| Class A Common Stock, par value $0.125 per share | 2000 | Indirect |
| Class A Common Stock, par value $0.125 per share | 421639 | Direct |
| Class A Common Stock, par value $0.125 per share | 2000 | Direct |
Footnotes
F1: Directly held by NL Industries, Inc. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
F2: Directly held by Contran Corporation. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
F3: Directly held by Kronos Worldwide, Inc.. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
F4: Consists of 361,217 Class A common stock shares held directly by the estate of Harold C.Simmons of which Annette C. Simmons is the independent executor and the designated legatee of these shares and 60,422 shares she holds directly. See the Additional Information filed as Exhibit 99 to the statement for a description of the relationships among the reporting owners..
F5: Directly held by Serena Simmons Connelly.