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COMPX INTERNATIONAL INC — Director's Dealing 2011
Aug 9, 2011
33318_dirs_2011-08-09_03c7ef42-7ada-4c54-8c1f-62de7c74cb3e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMPX INTERNATIONAL INC (CIX)
CIK: 0001049606
Period of Report: 2011-08-09
Reporting Person: SIMMONS HAROLD C (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-09 | Class A Common Stock $0.01 par value | P | 34 | $11.65 | Acquired | 28277 | Indirect |
| 2011-08-09 | Class A Common Stock $0.01 par value | P | 34 | $11.97 | Acquired | 28311 | Indirect |
| 2011-08-09 | Class A Common Stock $0.01 par value | P | 1 | $12.13 | Acquired | 28312 | Indirect |
| 2011-08-09 | Class A Common Stock $0.01 par value | P | 100 | $12.30 | Acquired | 28412 | Indirect |
| 2011-08-09 | Class A Common Stock $0.01 par value | P | 27 | $12.31 | Acquired | 28439 | Indirect |
| 2011-08-09 | Class A Common Stock $0.01 par value | P | 404 | $12.50 | Acquired | 28843 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock $0.01 par value | 359065 | Direct |
| Class A Common Stock $0.01 par value | 755104 | Indirect |
| Class A Common Stock $0.01 par value | 3000 | Indirect |
Footnotes
F1: Open market purchase by the reporting person's spouse.
F2: The price reported in Column 4 is a weighted average price. These acquisitions involved 11 purchases at prices ranging from $11.74 to $12.50 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the U.S. Security and Exchange Commission, upon request, the full information regarding these purchases.
F3: Directly held by the reporting person's spouse. The reporting person disclaims beneficial ownership of any shares of the issuer's common stock that his spouse holds.
F4: Directly held by NL Industries, Inc. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.
F5: Directly held by Kronos Worldwide, Inc. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.