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COMPUTERSHARE LIMITED. — Major Shareholding Notification 2014
Aug 11, 2014
64696_rns_2014-08-11_6d382ca1-2278-48c6-91fd-4a9a7445141e.pdf
Major Shareholding Notification
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MFS Investment Management Servke Cents PO Box 55824 Boston, MA 02205-5824 617-954-5000
Facsimile Cover Sheet
Date: Monday, August 11, 2014 10:12:22 AM
To: Fax User
Company: ASX
Fax Number: 01 161297780999
Sender's Name: Fax Sender
Sender's Phone:
Sender's Fax:
To al Pages: 07 (Indndlng coversheet)
Subject:
THE NE MATION CONFAINED IN THIS FACSIMILE MEESAGE 18 ATrORNEY INFORMATION INTENDED ONLY Fl THE USE OF nIE INDIVIDUAL OR ENTInr NAMED ABOVE. IF THE READER OF mm MESSAGE IS NOT THZ INIENIED , *1 1 + , YOU ARE HERIBY NOTIPTIm THAT ANY KINAUTHOR,ZF.n I i:·:, i, 1 Hag 1 1: ' 1 OR COPY OF 7NIS COMMUNICATION E SIECILY PRO IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR:P!;ICARRIM UNATELYNOINYIBBY M : ,1 TRIANKYOU

DATE: 5 August 2014
FROM: Robert Flaherty VP, Compliance Officer MFS Investment Management, Boston, MA, USA
PHONE: (617)-954-5000
$(617)$ 210-8935 FAX:
TOTAL NUMBER OF PAGES TRANSMITTED INCLUDING COVER: 6
TRANSMISSION BEING SENT TO:
Australian Securities Exchange NAME:
FORM 603- NOTICE OF INITIAL SUBSTANTIAL $RE:$ SHAREHOLDER
FAX NUMBER: +61 2 9778 0999
COMMENTS:
Please find attached Form 603- Notice of initial substantial shareholder for Computershare Limited from the MFS Investment Management on behalf of Sun Life Financial, Inc.
Please do not hesitate to contact me at (617)-954-5000 should you have any questions
603 Page 1 of 2 15 July 2001
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | COMPUTERSHARE LIMITED |
|---|---|
| ACN/ARSN | 005 485 825 |
| 1. Details of substantial holder (1) | |
| Name | MFS Investment Management on behalf of Sun Life Financial Inc. |
| ACN/ARSN (if applicable) | N/A |
The holder became a substantial holder on 01/08/2014
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| See Annexure A | |||
| NEW YORK COMPANY COMPANY ARRANGEMENT COMPANY |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities . |
|---|---|---|
| See Annexure A | ||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant | Registered holder of | Person entitled to be | Class and number of securities |
|---|---|---|---|
| interest | securities | registered as holder (8) | |
| See Annexure A | |||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities | |
|---|---|---|---|---|
| See Annexure - 8 |
Cash | Non-cash | ||
603 Page 2 of 2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| See Annexure A | |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | _______ Address |
|---|---|
| See Annexure A | |
Signature
| print name | See Annexure A APPROXIMATE AND CONTRACTOR AND RESIDENTS AND RELEASED FOR A STATE AND A STATE OF A STATE OF A STATE AND A STATE OF A STATE OF A STATE OF A STATE OF A STATE OF A STATE OF A STATE OF A STATE OF A STATE OF A STATE OF A STATE |
capacity See Annexure A | ||
|---|---|---|---|---|
| sign here See Annexure A | date | See Annexure A |
DIRECTIONS
- (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- (2) See the definition of "associate" in section 9 of the Corporations Act 2001.
- $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an $(5)$ associate has a relevant interest in.
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(6)$
- Include details of: $(7)$
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of $(a)$ anv document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- $(8)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired $(9)$ has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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| MIMKK - MFS INVESTMENT MANAGEMENT K.K. MILUK - MFS INTERNATIONAL (U.K.) LTD MFSI - MFS INSTITUTIONAL ADVISORS, INC. (ADR) |
client portfolios (e.g., pooled products and/or institutional accounts). |
||||
|---|---|---|---|---|---|
| 4. DETAILS OF PRESENT RESGISTERED HOLDERS Particulars of each relevant interest of the substantial holder in voting securities are as follows: |
|||||
| HOLDER OF RELEVANT INTEREST | SECURITIES HOLDER OF REGISTERED |
REGISTERED AS HOLDER PERSON ENTITLED TO BE |
NATURE OF RELEVANT INTEREST |
OF SECURITIES CLASS AND NUMBER |
PERSON'S VOTES |
| LUX - MFS INVESTMENT MANAGEMENT (LUX) S.a.r.l. | Various | Custodian Banks and/or Pooled Products Various Institutional Clients |
Each "Holder of Relevant Interest" has the capacity to exercise the power to vote and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products and/or institutional accounts). |
ORD 23,542.00 | 9600'0 |
| MB - MFS INVESTMENT MANAGEMENT CANADA LTD | Various | Custodian Banks and/or Pooled Products Various Institutional Clients |
Each "Holder of Relevant Interest" has the capacity to exercise the power to vote and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products and/or institutional accounts). |
ORD 549,060.00 | D.10% |
| MFS - MASSACHUSETTS FINANCIAL SERVICES COMPANY | Various | Custodian Banks and/or Pooled Products Various Institutional Clients |
Each "Holder of Relevant Interest" has the capacity to exercise the power to vote and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products and/or institutional accounts). |
ORD 23,411,708.00 | 4.21% |
| MFSHE - MFS HERITAGE TRUST COMPANY | Various | Custodian Banks and/or Pooled Products Various Institutional Clients |
Each "Holder of Relevant Interest" has the capacity to exercise the power to vote and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products and/or institutional accounts). |
ORD 617,048.00 | $0.11\%$ |
| MFSI - MFS INSTITUTIONAL ADVISORS, INC. | Custodian Banks Various |
and/or Pooled Products Various Institutional Clients |
Each "Holder of Relevant Interest" has the capacity to exercise the power to vote and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products and/or institutional accounts). |
ORD 2,372,338.00 | O.43% |
| MFSI - MFS INSTITUTIONAL ADVISORS, INC. | Custodian Banks Various |
and/or Pooled Products Various Institutional Clients |
Each "Holder of Relevant Interest" has the capacity to exercise the power to vote and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products and/or institutional accounts). |
ADR 208,883.00 | 2.04% |
| IMILUX - MFS INTERNATIONAL (U.K) LTD. | Various | Custodian Banks and/or Pooled Products Various Institutional Clients |
Each "Holder of Relevant Interest" has the capacity to exercise the power to vote and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products and/or institutional accounts). |
ORD 420,472.00 | 07% |
| IMIMKK - MFS INVESTMENT MANAGENENT K.K. | Various | Custodian Banks and/or Pooled Products Various Institutional Clients |
Each "Holder of Relevant Interest" has the capacity to exercise the power to vote and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products and/or institutional accounts). |
ORD 227,994.00 | D.D4% |
| TOTAL: | 27,831,045.00 | \$00% | |||
on the date the substantial holder became a substantial holder are as follows: 3. DETAILS OF RELEVANT INTERSTS
The nature of relevant interest of the substantial holder or an associate in voting securities of the company
Page 2 of 3
MFSI - MFS INSTITUTIONAL ADVISORS, INC.
MFSHE - MFS HERITAGE TRUST COMPANY
and/or dispose of the shares on behalf of its
ORD + ADR 27,831,045
capacity to exercise the power to vote
Each "Holder of Relevant interest" has the
NATURE OF RELEVANT INTEREST
CLASS AND NUMBER OF SECURITIES
MFS - MASSACHUSETTS FINANCIAL SERVICES COMPANY IMB - MFS INVESTMENT MANAGEMENT CANADA LTD UUX - MFS INVESTMENT MANAGEMENT (LUX) S.a.r.l.
HOLDER OF RELEVANT INTERESTS
5. CONSIDERATION
The consideration paid for each relevant interest referred to in paragraph 3 above and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| HOLDER OF RELEVANT INTERESTS | CONSIDERATION | CLASS AND NUMBER OF SECURITIES |
|---|---|---|
| ILUX - MFS INVESTMENT MANAGEMENT (LUX) S.a.r.l. | 23.542.00 | |
| IMB - MFS INVESTMENT MANAGEMENT CANADA LTD | 549.060.00 | |
| IMFS - MASSACHUSETTS FINANCIAL SERVICES COMPANY | 23.411.708.00 | |
| IMFSHE - MFS HERITAGE TRUST COMPANY | ORD Average price of 12.49 AUD | 617.048.00 |
| IMFSI - MES INSTITUTIONAL ADVISORS, INC. | ADR Average price of 10.76 USD | 2,372,338.00 |
| IMFSI - MFS INSTITUTIONAL ADVISORS, INC. (ADR) | 208 883.00 | |
| IMILUK - MFS INTERNATIONAL (U.K.) LTD. | 420.472.00 | |
| IMIMKK - MFS INVESTMENT MANAGEMENT K.K. | 227.994.00 |
6. ASSOCIATES
The persons who are associates of the substantial holder in relation to voting interest in the company or scheme are as follows:
| NAME AND CAN/ARSN (IF APPLICABLE) | NATURE OF ASSOCIATION |
|---|---|
| SUN LIFE FINANCIAL INC. (SUN LIFE) | Sun Life is a related Body |
| IMASSACHUSETTS FINANCIAL SERVICES COMPANY (MFS) | MFS is a related Body Corporate |
| IMFS HERITAGE TRUST COMPANY (MFSHE) | MFSHE is a related Body Corporate of MFS |
| IMFS INSTITUTIONAL ADVISORS, INC. (MFSI) | MFSI is a related Body Corporate of MFS |
| IMFS INTERNATIONAL (U.K) LTD. (MILUK) | MILUK is a related Body Corporate of MFS |
| IMFS INVESTMENT MANAGEMENT CANADA LIMITED (MB) | IMB is a related Body Corporate of MFS |
| IMFS INVESTMENT MANAGEMENT (LUX) S.a.r.l. | LUX is a related Body Corporate |
| IMFS INVESTMENT MANAGEMENT K.K. (MIMKK) | İMIMKK is a related Bodv |
7. ADDRESSES
The addresses of persons named in this form are as follows:
| NAME AND CAN/ARSN (IF APPLICABLE) | ADDRESSES |
|---|---|
| SUN LIFE FINANCIAL INC. (SLF) | 150 King Street West, Toronto, ON MSH 1J9 Canada |
| IMFS INVESTMENT MANAGEMENT (LUX) S.a.r.l. | 19, Rue de Bibourg, L-1273 Luxembourg; incorporated in Luxembourg |
| MASSACHUSETTS FINANCIAL SERVICES COMPANY (MFS) | 111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. |
| IMFS HERITAGE TRUST COMPANY (MFSHE) | 111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. |
| IMFS INSTITUTIONAL ADVISORS, INC. (MFSI) | 111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. |
| MFS INTERNATIONAL (U.K) LTD. (MILUK) | Paternoster House, 65 St. Paul's Churchyard, London EC4M 8AB, U.K.; incorporated in England and Whales |
| IMES INVESTMENT MANAGEMENT CANADA LIMITED (MB) | 77 King Street West, 35th floor, Toronto, ON M5K 1B7, Canada; amalgamated in Canada |
| IMES INVESTMENT MANAGEMENT K.K. (MIMKK) | 16 F Daido Seimei Kasumigaseki Building, 1-4-2 Kasumigaseki 1-Chome, Chiyoda-Ku, Tokyo 100-0013 |
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