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CompoSecure, Inc. — Director's Dealing 2024
Jan 4, 2024
31631_dirs_2024-01-03_e78256ce-5def-4538-960b-108e9232ef1a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CompoSecure, Inc. (CMPO)
CIK: 0001823144
Period of Report: 2024-01-01
Reporting Person: Fitzsimmons Timothy Walter (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-01 | Class A Common Stock | F | 19426 | $5.40 | Disposed | 394480 | Direct |
| 2024-01-01 | Class A Common Stock | F | 8686 | $5.40 | Disposed | 385794 | Direct |
Footnotes
F1: Reflects the number of shares withheld in satisfaction of applicable tax withholding obligations in connection with the net settlement of 62,500 restricted stock units ("RSUs") that vested on January 1, 2024. These RSUs were originally granted on March 16, 2022 in the aggregate amount of 250,000 RSUs, for which the remaining 125,000 RSUs (the "2022 Unvested Time-Vesting RSUs") will continue to vest ratably on each of January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date.
F2: Reflects the number of shares withheld in satisfaction of applicable tax withholding obligations in connection with the net settlement of 30,561 restricted stock units ("RSUs") that vested on January 1, 2024. These RSUs were originally granted on March 9, 2023 in the aggregate amount of 91,683 RSUs, for which the remaining 61,122 RSUs (the "2023 Unvested Time-Vesting RSUs") will continue to vest ratably on each of January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date.
F3: Includes (A) 107,989 shares of Class A Common Stock owned by the reporting person, (B) 125,000 shares of Class A Common Stock underlying the 2022 Unvested Time-Vesting RSUs, (C) 61,122 shares of Class A Common Stock underlying the 2023 Unvested Time-Vesting RSUs, and (D) 91, 683 performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting. The RSUs will be settled into Class A Common Stock upon vesting and may be settled net of shares withheld to pay applicable taxes.