CompoSecure, Inc. — Director's Dealing 2024

Sep 18, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CompoSecure, Inc. (CMPO)
CIK: 0001823144
Period of Report: 2024-09-17

Reporting Person: LLR EQUITY PARTNERS IV, L.P. (10% Owner)
Reporting Person: LLR EQUITY PARTNERS PARALLEL IV, L.P. (10% Owner)
Reporting Person: LLR Capital IV, L.P. (10% Owner)
Reporting Person: LLR Capital IV, LLC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-09-17	Class A Common Stock	M	29774258	$0.00	Acquired	29774258	Direct
2024-09-17	Class A Common Stock	S	29774258	$7.55	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-09-17	Class B Common Stock	$	M	29774258	Disposed		Class A Common Stock (29774258)	Direct

Footnotes

F1: On September 17, 2024, in accordance with the provisions of that certain Exchange Agreement, dated as of December 27, 2021, by and among CompoSecure, Inc., CompoSecure Holdings, L.L.C., and the other parties thereto, LLR Equity Partners IV, L.P. voluntarily exchanged 28,519,690 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 28,519,690 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. exchanged 1,254,568 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 1,254,568 shares of Class A Common Stock. The corresponding number of shares of Class B Common Stock were immediately cancelled upon exchange.

F2: As part of the transactions described in the Current Report on Form 8-K filed on September 17, 2024 by CompoSecure, Inc., on September 17, 2024 LLR Equity Partners IV, L.P. sold 28,519,690 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. sold 1,254,568 shares of Class A Common Stock, in each case to Resolute Compo Holdings LLC.

F3: Total amount does not include 43,320 shares of Class A Common Stock owned by Mitchell Hollin, a member of LLR Capital IV, LLC, the General Partner of LLR Capital IV, L.P., the General Partner of LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. and LLR Equity Partners IV, L.P.'s and LLR Equity Partners Parallel IV, L.P.'s designee to the Company's board of directors until his resignation on September 17, 2024. Mr. Hollin disclaims beneficial ownership of the shares held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P.