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CompoSecure, Inc. — Director's Dealing 2023
Apr 22, 2023
31631_dirs_2023-04-21_0bd91cf5-3c2a-41a3-bdad-30ba72b0d620.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CompoSecure, Inc. (CMPO)
CIK: 0001823144
Period of Report: 2023-04-19
Reporting Person: Basile Donald G (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-04-19 | Warrant | $11.5 | S | 250399 | Disposed | 2026-12-27 | Class A Common Stock (250399) | Indirect |
Footnotes
F1: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.065 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.
F2: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.