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CompoSecure, Inc. — Director's Dealing 2020
Nov 20, 2020
31631_dirs_2020-11-19_63d2efd2-25b7-41df-86ed-c7bc1e8807dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Roman DBDR Tech Acquisition Corp. (DBDR)
CIK: 0001823144
Period of Report: 2020-11-17
Reporting Person: Roman DBDR Tech Sponsor LLC (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-17 | Class B Common Stock | $ | J | 536000 | Disposed | Class A Common Stock (536000) | Direct |
Footnotes
F1: As described in the registrant's registration statement on Form S-1 (File No. 333-249330) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F2: As contemplated in connection with the initial public offering of the registrant, 536,000 shares of Class B common stock were returned to the registrant for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.
F3: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.