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CompoSecure, Inc. — Director's Dealing 2020
Nov 20, 2020
31631_dirs_2020-11-19_a0d6088f-5615-4c7d-b7b1-0c8e20528d69.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Roman DBDR Tech Acquisition Corp. (DBDR)
CIK: 0001823144
Period of Report: 2020-11-17
Reporting Person: Basile Donald G (Director, See Remarks, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-17 | Class B Common Stock | $ | J | 536000 | Disposed | Class A Common Stock (536000) | Indirect |
Footnotes
F1: As described in the registrant's registration statement on Form S-1 (File No. 333-249330) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F2: As contemplated in connection with the initial public offering of the registrant, 536,000 shares of Class B common stock were returned to the registrant for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.
F3: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.