COMPLII FINTECH SOLUTIONS LTD — Major Shareholding Notification 2021

Jul 29, 2021

604 GUIDE page 1/2 28[th] July 2021

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To:Company Name/SchemeCOMPLII FINTECH SOLUTIONS LTDACN/ARSN098 238 5851. Details of substantial holder (1)NameMr Jason PetersonACN/ARSN (if applicable)n/aThere was a change in the interests of thesubstantial holder on20/05/2021The previous notice was given to the company on15/12/2020The previous notice was dated15/12/20202. Previous and present voting powerThe total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) inwhen last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows:Class of securities (4)Previous noticePresent noticePerson’s votesVoting power(5)Person’s votesVoting power(5)	COMPLII FINTECH SOLUTIONS LTD	COMPLII FINTECH SOLUTIONS LTD
	098 238 585
	Mr Jason Peterson
	n/a

Class of securities (4)	Previous notice	Previous notice	Present notice	Present notice
	Person’s votes	Voting power(5)	Person’s votes	Voting power(5)
Ordinaryfully paid(O.F.P.)	24,419,391	8.17%	22,004,864	7.36%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme as follows:

Date ofchange	Person whoserelevant interest changed	Nature ofchange (6)	Considerationgiven in relationto change (7)	Class andnumber ofsecuritiesaffected	Person’s votesaffected
12/04/2021	Celtic Capital P/L<The Celtic Capital A/C>	Purchase via offmarket transfer	$240,000.00	6,000,000	6,000,000
12/04/2021	Sunset Capital Management P/L<Sunset Superfund A/C>	Sale via off markettransfer	$240,000.00	(6,000,000)	(6,000,000)
Various	Sunset Capital Management P/L<Sunset Superfund A/C>	Various on MarketSell	$100,000.00	(2,000,000)	(2,000,000)
02/03/2021	Wicklow Capital Pty Ltd <TheTipperary A/C>	On Market Sell	$20,726.35	(414,527)	(414,527)

4. Present relevant interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevantinterest	Registeredholder ofsecurities	Person entitled to beregistered as holder(8)	Nature ofrelevantinterest (6)	Class and numberof securities	Person’s votes
Celtic Capital P/L<The Celtic Capital A/C>	Celtic Capital P/L<The Celtic Capital A/C>	Celtic Capital P/L<The Celtic Capital A/C>	Direct	6,000,000	6,000,000
Wicklow Capital Pty Ltd<The Tipperary A/C>	Wicklow Capital Pty Ltd<The Tipperary A/C>	Wicklow Capital Pty Ltd<The Tipperary A/C>	Direct	16,004,864	16,004,864

604 GUIDE page 2/2 28[th] July 2021

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (ifapplicable)	Nature of association
Celtic Capital P/L <The Celtic Capital A/C>	Trustee
Wicklow Capital Pty Ltd <The Tipperary A/C>	Director

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Celtic Capital P/L <The Celtic Capital A/C>	C/O PO Box Z5467, St Georges Tce, Perth WA 6831
Wicklow Capital Pty Ltd <The Tipperary A/C>	C/O PO Box Z5467, St Georges Tce, Perth WA 6831

Signature

print name	Mr Jason Peterson	capacity	Director	& Trustee
sign here		date	28	/	07	/	2021