COMPLII FINTECH SOLUTIONS LTD — Major Shareholding Notification 2020

Dec 13, 2020

603 GUIDE page 1/2 14[th] December 2020

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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To: Company Name/Scheme COMPLII FINTECH SOLUTIONS LTD
ACN/ARSN 098 238 585
1. Details of substantial holder (1)
Name Mr Jason Peterson
ACN/ARSN (if applicable) n/a
The holder became a substantial holder on 10 / 12 / 2020
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2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4)	Number of securities	Person’s votes (5)	Voting power (6)
Ordinaryfully paid (O.F.P.)	24,419,391	24,419,391	9.42%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest	Nature of relevant interest (7)	Class and number of securities
Wicklow Capital PtyLtd	Wicklow Capital PtyLtd	16,419,391
Sunset Capital Management Pty Ltd	Sunset Capital Management Pty Ltd	8,000,000

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holders of relevant interest	Registered holder of Securities	Person entitled to be registered as a holder (8)	Class and number of securities
Wicklow Capital Pty Ltd	Wicklow Capital Pty Ltd	Wicklow Capital Pty Ltd	16,419,391
Sunset Capital Management Pty Ltd	Sunset Capital Management Pty Ltd	Sunset Capital Management Pty Ltd	8,000,000

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four month s prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest	Date of acquisition	Consideration (9)	Consideration (9)	Class and number of securities
		Cash	Non-cash
Wicklow Capital Pty Ltd	10/12/2020		shares issued for acquisition of business	16,419,391
Sunset Capital Management Pty Ltd	10/12/2020	$400,000.00		8,000,000

603 GUIDE page 2/2 14[th] December 2020

6. Associates

The reasons the person named in paragraph 3 above and associates of the substantial holder are as follows:

Name and ACN/ARSN (ifapplicable)	Nature of association
Wicklow Capital Pty Ltd	Director
Sunset Capital Management Pty Ltd	Trustee

7. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Wicklow Capital Pty Ltd	C/- PO Box Z5467, Perth St Georges Terrace, Perth WA 6831
Sunset Capital Management Pty Ltd	C/- PO Box Z5467, Perth St Georges Terrace, Perth WA 6831

Signature

print name sign here	Mr Jason Peterson capacity Director & Trustee
	date 14 / 12 / 2020