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COMPLII FINTECH SOLUTIONS LTD — M&A Activity 2022
Aug 30, 2022
64639_rns_2022-08-30_9e7b6559-de22-4624-985d-471c2891ecac.pdf
M&A Activity
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ASX Announcement 31 August 2022
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Update on Takeover Offer by Complii for Registry Direct
As announced on 30 August 2022, the off-market takeover offer ( Takeover Offer ) by Complii FinTech Solutions Ltd (ASX: CF1) ( Complii or Company ) for all of the ordinary shares in Registry Direct Limited (ASX:RD1) ( Registry Direct ) closed at 5:00pm (AEST) on 30 August 2022. Approximately 91.04% of Registry Direct shareholders accepted the Takeover Offer, and as a result, the Company has acquired 91.04% of the shares of Registry Direct.
Pursuant to the Takeover Offer, the Company has issued to the accepting shareholders:
(a) 84,572,835 fully paid ordinary shares in the capital of the Company; and (b) 28,191,026 unlisted options exercisable at $0.125 each and expiring 31 August 2024.
In addition to the issues of securities under the Takeover Offer, the Company has issued 4.5 unquoted options for every one Registry Direct option held. Consequently, the Company has issued 1,388,890 unlisted options exercisable at $0.0675 each and expiring 31 May 2023 under the Company’s 15% placement capacity under Listing Rule 7.1.
Holding statements in respect of the above securities will be dispatched today.
Attached are the Distribution Schedule and Top 20 Holders notices required by ASX Listing Rule 3.4.1.
Mr Steuart Roe has today been appointed as an executive director of the Company. The material terms and conditions of Mr Roe’s appointment are set out in the Bidder’s Statement dated 20 June 2022.
This announcement has been authorised by the Board of Complii FinTech Solutions Ltd.
- ENDS -
For more information please contact:
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Craig Mason Executive Chairman
0437 444 881 [email protected]
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Alison Sarich Managing Director (02) 9235 0028 [email protected]
Complii FinTech Solutions Ltd
www.complii.com.au [email protected] Telephone: 02 9235 0028
ABN 71 098 238 585 Level 6, 56 Pitt Street, Sydney NSW 2000
Level 5, 126 Phillip Street, Sydney NSW 2000
ABN: 27 152 260 814
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1300 288 664 (within australia) +61 2 9698 5414 (international) [email protected] www.automic.com.au
GPO Box 5193, Sydney NSW 2001
Holdings Range Report
Complii FinTech Solutions Ltd
Security Class(es): CF1 - ORDINARY FULLY PAID SHARES Security Class(es): CF1ESC24 - ORDINARY FULLY PAID SHARES ESC 24M Security Class(es): CF1ESCC - ORDINARY FULLY PAID SHARES ESC 03.11.23 Security Class(es): CF1ESCE - ORDINARY FULLY PAID SHARES ESC 17.12.22
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As at Date: 31-Aug-2022
| Holding Ranges | Holders | Total Units | % Issued Share Capital |
|---|---|---|---|
| above 0 up to and including 1,000 | 120 | 32,111 | 0.01% |
| above 1,000 up to and including 5,000 | 116 | 321,323 | 0.06% |
| above 5,000 up to and including 10,000 | 210 | 1,576,664 | 0.31% |
| above 10,000 up to and including 100,000 | 540 | 20,299,359 | 4.04% |
| above 100,000 | 407 | 479,754,535 | 95.57% |
| TOTALS | 1,393 | 501,983,992 | 100.00% |
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Report generated on 31-Aug-2022 at 06:15 PM
Sydney Level 5 126 Phillip Street Sydney NSW 2000
Perth Level 2 267 St Georges Terrace Perth WA 6000
Level 5, 126 Phillip Street, Sydney NSW 2000
ABN: 27 152 260 814
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1300 288 664 (within australia) +61 2 9698 5414 (international) [email protected] www.automic.com.au
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GPO Box 5193, Sydney NSW 2001
Top Holders Report
Complii FinTech Solutions Ltd
Security Class(es): CF1 - ORDINARY FULLY PAID SHARES Security Class(es): CF1ESC24 - ORDINARY FULLY PAID SHARES ESC 24M Security Class(es): CF1ESCC - ORDINARY FULLY PAID SHARES ESC 03.11.23 Security Class(es): CF1ESCE - ORDINARY FULLY PAID SHARES ESC 17.12.22 Display Top: 20
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As at Date: 31-Aug-2022
| Position | Holder Name | Holding | % IC |
|---|---|---|---|
| 1 | BNP PARIBAS NOMINEES PTY LTD | 25,817,924 | 5.14% |
| 2 | CONRAD CORPORATION PTY LIMITED A/C> | 25,684,852 | 5.12% |
| 3 | WICKLOW CAPITAL PTY LTD | 16,004,864 | 3.19% |
| 4 | MR ANTHONY RAYMOND CUNNINGHAM | 15,906,744 | 3.17% |
| 5 | MAGENTACITY PTY LTD | 13,000,000 | 2.59% |
| 6 | MR IAN STEUART ROE | 12,436,768 | 2.48% |
| 7 | MR MAXWELL JAMES GREEN | 11,372,192 | 2.27% |
| 8 | MARSHALL WILLIAM HOLDINGS PTY LTD | 10,036,471 | 2.00% |
| 9 | ALISON SARICH | 9,793,779 | 1.95% |
| 10 | MR ANTHONY RAYMOND CUNNINGHAM | 9,334,804 | 1.86% |
| 11 | NCMAO INVESTMENTS PTY LTD | 8,667,061 | 1.73% |
| 12 | H&G HIGH CONVICTION LIMITED | 7,936,984 | 1.58% |
Sydney Level 5 126 Phillip Street Sydney NSW 2000
Perth Level 2 267 St Georges Terrace Perth WA 6000
ABN: 27 152 260 814
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1300 288 664 (within australia) Level 5, 126 Phillip Street, +61 2 9698 5414 (international) Sydney NSW 2000 [email protected] GPO Box 5193, www.automic.com.au Sydney NSW 2001
| Position | Holder Name | Holding | % IC |
|---|---|---|---|
| 13 | RIVER PROPERTIES PTY LTD | 6,564,207 | 1.31% |
| 14 | L39 PTY LTD | 6,000,000 | 1.20% |
| 15 | TEXSON PTY LTD | 5,911,432 | 1.18% |
| 16 | MARSHALL WILLIAM HOLDINGS PTY LTD | 5,727,430 | 1.14% |
| 17 | MR MICHAEL STANLEY CARTER | 5,540,145 | 1.10% |
| 17 | MR ANDREW DAVID WILSON | 5,540,145 | 1.10% |
| 18 | TERAGOAL PTY LTD | 5,222,223 | 1.04% |
| 19 | MAGENTA CITY PTY LTD | 4,982,761 | 0.99% |
| 20 | TRAFALGAR STREET NOMINEES | 4,976,377 | 0.99% |
| TOTALS | 216,457,163 | 43.12% | |
| Total Issued Capital | 501,983,992 | 100.00% |
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Report generated on 31-Aug-2022 at 06:13 PM
Perth Level 2 267 St Georges Terrace Perth WA 6000
Sydney Level 5 126 Phillip Street Sydney NSW 2000
ABN: 27 152 260 814
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1300 288 664 (within australia) +61 2 9698 5414 (international) [email protected] www.automic.com.au
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Level 5, 126 Phillip Street, Sydney NSW 2000
GPO Box 5193, Sydney NSW 2001
Holdings Range Report
Complii FinTech Solutions Ltd
Security Class(es): CF1O1A - TRANCHE 1 OPTIONS @ $0.05 EXP 31.12.22 ESC 24M Security Class(es): CF1O2A - TRANCHE 2 OPTIONS @ $0.10 EXP 31.12.23 ESC 24M Security Class(es): CF1O3 - CONVERTIBLE NOTE OPTIONS @ $0.05 EXP 31.12.23 Security Class(es): CF1O1B - TRANCHE 1 OPTIONS @ $0.05 EXP 31.12.22 Security Class(es): CF1O2B - TRANCHE 2 OPTIONS @ $0.10 EXP 31.12.22 Security Class(es): CF1O1A1 - OPTIONS @ $0.05 EXP 31.12.22 Security Class(es): CF1O2A1 - OPTIONS @ $0.10 EXP 31.12.23 Security Class(es): CF1O1C - T1 OPTIONS @ $0.075 EXP 03.11.23 Security Class(es): CF1O2C - T2 OPTIONS @ $0.10 EXP 03.11.23 Security Class(es): CF1O4 - UNLISTED OPTIONS @ $0.0675 EXP 31/05/2023 Security Class(es): CF1O5 - UNLISTED OPTIONS @ $0.125 EXP 31/08/2024
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As at Date: 31-Aug-2022
| Holding Ranges | Holders | Total Units | % Issued Share Capital |
|---|---|---|---|
| above 0 up to and including 1,000 | 39 | 27,447 | 0.02% |
| above 1,000 up to and including 5,000 | 67 | 178,634 | 0.12% |
| above 5,000 up to and including 10,000 | 34 | 247,049 | 0.17% |
| above 10,000 up to and including 100,000 | 139 | 6,469,015 | 4.48% |
| above 100,000 | 173 | 137,489,645 | 95.21% |
| TOTALS | 452 | 144,411,790 | 100.00% |
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Report generated on 31-Aug-2022 at 06:17 PM
Sydney Level 5 126 Phillip Street Sydney NSW 2000
Perth Level 2 267 St Georges Terrace Perth WA 6000