COMPLII FINTECH SOLUTIONS LTD — Director's Dealing 2024

Jan 1, 2024

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Complii FinTech Solutions Ltd ABN 71 098 238 585

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Craig Mason

Date of last notice 21 December 2023

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Main Cat Pty Ltd Mr Mason is a director and 50% shareholder of Main Cat Pty Ltd. Marshall William Holdings Pty Ltd Mr Mason’s spouse is a director and sole shareholder of Marshall Williams Holdings Pty Ltd.
Date of change	31 December 2023
No. of securities held prior to change	Indirect interests 36,995,800 fully paid ordinary shares (Shares) 5,220,527 options exercisable at $0.10 each on or before 31 December 2023 (Tranche 2 Options) 41,000,000 performance rights comprising eleven classes which, subject to satisfaction of various performance milestones,will vest.

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

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Class (a) Tranche 2 Options
(b) Performance rights
Number acquired Nil
Number disposed (a) 5,220,527 Tranche 2 Options
(b) 9,000,000 Performance rights
Value/Consideration Not applicable
Note: If consideration is non-cash, provide details and estimated
valuation
No. of securities held after change Indirect interests
36,995,800 Shares
32,000,000 performance rights comprising
eight classes which, subject to satisfaction
of various performance milestones, will
vest.
Nature of change (a) Expiry of options
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- (b) Lapse of performance rights
back
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Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

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Detail of contract Not applicable
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change
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Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed above No traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to Not applicable proceed during this period? If prior written clearance was provided, on what date was this Not applicable provided?

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Complii FinTech Solutions Ltd ABN 71 098 238 585

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Alison Sarich
Date of last notice	14 December 2023

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

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Direct or indirect interest Direct and indirect
Nature of indirect interest Lachemot Super Pty Ltd as trustee for The
(including registered holder) Lachemot Super Fund
Note: Provide details of the circumstances giving rise to the
relevant interest. Alison Sarich is a director and 50% shareholder
of Lachemot Super Pty Ltd.
Date of change 31 December 2023
No. of securities held prior to change Direct interests
15,825,461 fully paid ordinary shares ( Shares )
3,014,593 options exercisable at $0.10 each on or
before 31 December 2023 ( Tranche 2 Options )
17,000,000 performance rights comprising
eleven classes which, subject to satisfaction of
various performance milestones, will vest.
Indirect interests
2,512,971 Shares
837,657 Tranche 2 Options
Class (a) Tranche 2 Options
(b) Performance rights
Number acquired Nil
Number disposed (a) 3,852,250 Tranche 2 Options
(b) 3,000,000 Performance rights
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• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	Not applicable
No. of securities held after change	Direct interests 15,825,461 Shares 14,000,000 performance rights comprising eight classes which, subject to satisfaction of various performance milestones, will vest. Indirect interests 2,512,971 Shares
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	(a) Expiry of options (b) Lapse of performance rights

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

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Detail of contract Not applicable
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change
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Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	Not applicable
If prior written clearance was provided, on what date was this provided?	Not applicable

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Complii FinTech Solutions Ltd ABN 71 098 238 585

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Nicholas Prosser
Date of last notice	1 August 2023

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

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Direct or indirect interest Indirect
Nature of indirect interest NCMAO Investments Pty Ltd (including registered holder) Investments Trust>
Note: Provide details of the circumstances giving rise to the
relevant interest. Mr Prosser is sole director and secretary
and a shareholder of NCMAO Investments
Pty Ltd and a beneficiary of the NCMAO
Investments Trust.
Date of change 31 December 2023
No. of securities held prior to change Indirect interests
11,976,563 fully paid ordinary shares
( Shares )
2,889,020 options exercisable at $0.10 each
on or before 31 December 2023 ( Tranche 2
Options )
Class Tranche 2 Options
Number acquired Nil
Number disposed 2,889,020 Tranche 2 Options
Value/Consideration Not applicable
Note: If consideration is non-cash, provide details and
estimated valuation
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• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change	Indirect interests 11,976,563 Shares
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	Expiry of options.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

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Detail of contract Not applicable
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change
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Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	Not applicable
If prior written clearance was provided, on what date was this provided?	Not applicable

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011