COMPLII FINTECH SOLUTIONS LTD — Director's Dealing 2024

Sep 1, 2024

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Complii FinTech Solutions Ltd ABN 71 098 238 585

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Nicholas Prosser
Date of last notice	2 January 2024

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest.	NCMAO Investments Pty Ltd <NCMAOInvestments Trust>Mr Prosser is sole director and secretaryand a shareholder of NCMAO InvestmentsPty Ltd and a beneficiary of the NCMAOInvestments Trust.
**Date of change **	30 August 2024
No. of securities held prior to change	Indirect interests11,976,563 fully paid ordinary shares(Shares)
Class	Shares
Number acquired	493,643Shares
Number disposed	Nil

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation	493,643 Shares have been issued at adeemed issue price of $0.0336 per Share inlieu of part of the director’s fees owed toMr Prosser for the period from 1 July 2023to 30 June 2024 (FY24) ($16,606.36).Shareholder approval will be sought for
	the issue of 1,176,308 Shares in lieu of theremainder of director’s fees owed to MrProsser for FY24 ($23,393.64)
No. of securities held after change	Indirect interests12,470,206 Shares
Nature of changeExample: on-market trade, off-market trade, exercise of options, issueof securities under dividend reinvestment plan, participation in buy-back	Shares have been issued in lieu ofdirector’s fees pursuant to the Director FeePlan (Plan). Approval for the issue ofShares under the Plan was received fromshareholders at the AGM held on 26October 2021.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Not applicable
Nature of interest
Name of registered holder
(if issued securities)
**Date of change **
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
**Interest after change **

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed above No traded during a[+] closed period where prior written clearance was required?

Were the interests in the securities or contracts detailed abovetraded during a+closed period where prior written clearancewas required?	No
If so, was prior written clearance provided to allow the trade to	Not applicable
proceed during this period?
If prior written clearance was provided, on what date was this	Not applicable
provided?

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Complii FinTech Solutions Ltd ABN 71 098 238 585

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Ian Steuart Roe
Date of last notice	26 August 2024

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to therelevant interest.	Not applicable
Date of change	(a) 30 August 2024(b) 31 August 2024
No. of securities held prior to change	Direct interests11,103,435 fully paid ordinary shares (Shares)4,145,590 options exercisable at $0.125 each on orbefore 31 August 2024 (Tranche 2 RegistryDirect Options)3,000,000 performance rights comprising twoclasses which, subject to satisfaction of variousperformance milestones, will vest.Indirect interests4,976,377 Shares1,658,793 Tranche 2 Registry Direct Options
Class	(a) Performance rights(b) Tranche 2 RegistryDirect Options
Number acquired	(a) 2,000,000 Shares(b) Nil

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

Number disposed	(a) 2,000,000 performance rights(b) 5,804,383Tranche 2 RegistryDirect Options
Value/ConsiderationNote: If consideration is non-cash, provide details andestimated valuation	(a) There was no consideration payable inrespect of exercising the performance rights.(b) Not applicable
No. of securities held after change	Direct interests13,103,435 Shares1,000,000 performance rights which, subject tosatisfaction the performance milestone, willvest.Indirect interests4,976,377 Shares
Nature of changeExample: on-market trade, off-market trade, exercise ofoptions, issue of securities under dividend reinvestmentplan, participation in buy-back	(a) Exercise of vested performance rights(b) Expiry of options

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Not applicable Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed abovetraded during a+closed period where prior written clearancewas required?	No
If so, was prior written clearance provided to allow the trade toproceed during this period?	Not applicable
If prior written clearance was provided, on what date was thisprovided?	Not applicable

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011