COMPLII FINTECH SOLUTIONS LTD — Director's Dealing 2023

Nov 19, 2023

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Complii FinTech Solutions Ltd ABN 71 098 238 585

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Craig Mason

Date of last notice 9 May 2023

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest	MarshallWilliam	Holdings	Pty	Ltd
(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest.	Mr Mason’s spouse is a director and			sole
	shareholderof	Marshall	Williams
	Holdings Pty Ltd.
**Date of change **	20 November 2023
No. of securities held prior to change	Indirect interests
	35,700,000 fully paid ordinary shares
	(Shares)
	5,220,527 options exercisable at		$0.10	each
	on or before 31 December 2023 (Tranche 2
	Options)
	25,000,000 performance rights comprising
	seven classes which,	subject to satisfaction
	of various performance milestones,			will
	vest.
Class	Shares
Number acquired	994,557
Number disposed	Nil
Value/ConsiderationNote: If consideration is non-cash, provide details and estimated	$0.029 per Share
valuation

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change	Indirect interests36,694,557 Shares5,220,527 Tranche 2 Options25,000,000 performance rights comprisingseven classes which, subject to satisfactionof various performance milestones, willvest.
Nature of changeExample: on-market trade, off-market trade, exercise of options, issueof securities under dividend reinvestment plan, participation in buy-back	On market purchase

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Not applicable
Nature of interest
Name of registered holder
(if issued securities)
**Date of change **
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
**Interest after change **

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed above	No
traded during a+closed period where prior written clearance
was required?
If so, was prior written clearance provided to allow the trade to	Not applicable
proceed during this period?
If prior written clearance was provided, on what date was this	Not applicable
provided?

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011