COMPLII FINTECH SOLUTIONS LTD — Director's Dealing 2021

Jun 24, 2021

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Complii FinTech Solutions Ltd ABN 71 098 238 585

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Craig Mason

Date of last notice 23 June 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Marshall William Holdings Pty Ltd Mr Mason’s spouse is a director and sole shareholder of Marshall Williams Holdings PtyLtd.
**Date of change **	25 June 2021
No. of securities held prior to change	Indirect interests 16,168,979 fully paid ordinary shares (Shares) 3,915,395 options exercisable at $0.05 each on or before 31 December 2022 (Tranche 1 Options) 5,220,527 options exercisable at $0.10 each on or before 31 December 2023 (Tranche 2 Options) 18,500,000 performance rights comprising seven classes which, subject to satisfaction of various performance milestones, will vest.
Class	Fully paid ordinaryshares
Number acquired	181,021

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number disposed	Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated	Average price of $0.0594 per Share
valuation
No. of securities held after change	Indirect interests
	16,350,000 Shares
	3,915,395 Tranche 1 Options
	5,220,527 Tranche 2 Options
	18,500,000 performance rights
Nature of change	On market purchase
Example: on-market trade, off-market trade, exercise of options, issue
of securities under dividend reinvestment plan, participation in buy-
back

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Not applicable
Nature of interest
Name of registered holder
(if issued securities)
**Date of change **
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
**Interest after change **

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed above	No
traded during a+closed period where prior written clearance
was required?
If so, was prior written clearance provided to allow the trade to	Not applicable
proceed during this period?
If prior written clearance was provided, on what date was this	Not applicable
provided?

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011