COMPLII FINTECH SOLUTIONS LTD — Director's Dealing 2021

Dec 16, 2021

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Complii FinTech Solutions Ltd ABN 71 098 238 585

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Craig Mason
Date of last notice	3 December 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Marshall William Holdings Pty Ltd Family Trust> Mr Mason’s spouse is a director and sole shareholder of Marshall Williams Holdings Pty Ltd.
Date of change	17 December 2021
No. of securities held prior to change	Indirect interests 21,689,607 fully paid ordinary shares (Shares) 3,915,395 options exercisable at $0.05 each on or before 31 December 2022 (Tranche 1 Options) 5,220,527 options exercisable at $0.10 each on or before 31 December 2023 (Tranche 2 Options) 18,500,000 performance rights comprising seven classes which, subject to satisfaction of various performance milestones, will vest.
Class	a) Performance rights b) Shares

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

Number acquired	a) Nil b) 1,500,000
Number disposed	a) 1,500,000 b) Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	There was no consideration payable in respect of exercising the performance rights.
No. of securities held after change	Indirect interests 23,189,607 Shares 3,915,395 Tranche 1 Options 5,220,527 Tranche 2 Options 17,000,000 performance rights
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back	Exercise of vested performance rights

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Not applicable
Nature of interest
Name of registered holder (if issued securities)
**Date of change **
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
**Interest after change **

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the Not applicable trade to proceed during this period? If prior written clearance was provided, on what date was Not applicable this provided?

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Complii FinTech Solutions Ltd ABN 71 098 238 585

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Alison Sarich
Date of last notice	10 December 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Not applicable
Date of change	17 December 2021
No. of securities held prior to change	Direct interests 9,043,779 fully paid ordinary shares (Shares) 2,260,945 options exercisable at $0.05 each on or before 31 December 2022 (Tranche 1 Options) 3,014,593 options exercisable at $0.10 each on or before 31 December 2023 (Tranche 2 Options) 6,750,000 performance rights comprising seven classes which, subject to satisfaction of various performance milestones, will vest. Indirect interests 2,512,971 Shares 628,243 Tranche 1 Options 837,657 Tranche 2 Options

• See chapter 19 for defined terms.

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Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Class	a) Performance rights b) Shares
Number acquired	a) Nil b) 750,000
Number disposed	a) 750,000 b) Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	There was no consideration payable in respect of exercising the performance rights.
No. of securities held after change	Direct interests 9,793,779 Shares 2,260,945 Tranche 1 Options 3,014,593 Tranche 2 Options 6,000,000 performance rights comprising seven classes which, subject to satisfaction of various performance milestones, will vest. Indirect interests 2,512,971 Shares 628,243 Tranche 1 Options 837,657 Tranche 2 Options
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back	Exercise of vested performance rights

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Not applicable
Nature of interest
Name of registered holder (if issued securities)
**Date of change **
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
**Interest after change **

• See chapter 19 for defined terms.

Appendix 3Y Page 2

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Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	Not applicable
If prior written clearance was provided, on what date was this provided?	Not applicable

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3